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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$84.6M
AUM Growth
-$461M
Cap. Flow
-$468M
Cap. Flow %
-553.36%
Top 10 Hldgs %
70.59%
Holding
330
New
–
Increased
5
Reduced
23
Closed
302

Top Buys

Rank Stock Value
1
FM
iShares Frontier and Select EM ETF
FM
+$103K
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$60.1K
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$25.8K
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$18.2K
5
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$9.48K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$29.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$12.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$12.8M 15.16%
95,247
-29,022
-23% -$3.96M
VEA icon
2
Vanguard FTSE Developed Markets ETF
VEA
$223B
$7.92M 9.37%
193,776
-67,695
-26% -$2.78M
VUG icon
3
Vanguard Growth ETF
VUG
$212B
$7.73M 9.13%
203,676
-19,422
-9% -$717K
SCHD icon
4
Schwab US Dividend Equity ETF
SCHD
$104B
$7.14M 8.44%
387,495
-5,061
-1% -$93.1K
IVV icon
5
iShares Core S&P 500 ETF
IVV
$858B
$5.35M 6.32%
15,915
-87,853
-85% -$29.2M
VWO icon
6
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$4.85M 5.74%
112,250
-22,642
-17% -$984K
BSV icon
7
Vanguard Short-Term Bond ETF
BSV
$44.7B
$3.94M 4.66%
47,474
-9,977
-17% -$829K
IJR icon
8
iShares Core S&P Small-Cap ETF
IJR
$109B
$3.66M 4.32%
52,063
-46,487
-47% -$3.33M
MUB icon
9
iShares National Muni Bond ETF
MUB
$45.2B
$3.64M 4.3%
31,365
-3,547
-10% -$412K
VOT icon
10
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
$2.68M 3.16%
14,853
-6,293
-30% -$1.11M
IJH icon
11
iShares Core S&P Mid-Cap ETF
IJH
$121B
$2.52M 2.97%
67,905
-16,710
-20% -$625K
VOE icon
12
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$2.19M 2.59%
21,645
-8,785
-29% -$890K
FLOT icon
13
iShares Floating Rate Bond ETF
FLOT
$10.2B
$2.13M 2.52%
42,046
-26,639
-39% -$1.35M
VWOB icon
14
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.14B
$2.1M 2.48%
26,595
+753
+3% +$60.1K
PFF icon
15
iShares Preferred and Income Securities ETF
PFF
$13.1B
$2.05M 2.42%
56,309
-206,364
-79% -$7.43M
JNK icon
16
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$2.05M 2.42%
19,644
-29,618
-60% -$3.1M
VNQ icon
17
Vanguard Real Estate ETF
VNQ
$39.9B
$1.99M 2.35%
25,178
-28,256
-53% -$2.27M
IWC icon
18
iShares Micro-Cap ETF
IWC
$1.42B
$1.61M 1.9%
17,771
-360
-2% -$32.8K
VSS icon
19
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11B
$1.47M 1.73%
13,936
-1,392
-9% -$145K
GOVT icon
20
iShares US Treasury Bond ETF
GOVT
$43.7B
$1.42M 1.68%
50,895
-65,307
-56% -$1.83M
GNR icon
21
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
$1.25M 1.48%
33,358
+245
+0.7% +$9.48K
SHM icon
22
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.04M 1.23%
20,897
-264
-1% -$13.2K
FM
23
DELISTED
iShares Frontier and Select EM ETF
FM
$1M 1.19%
39,219
+4,171
+12% +$103K
VNQI icon
24
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$569K 0.67%
11,711
-430
-4% -$20.9K
HYMB icon
25
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$550K 0.65%
19,358
+906
+5% +$25.8K
1
2 3 4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
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DF
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Regal Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Regal Investment Advisors held 330 positions worth $84.6M, down 84% from $545M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $468M in Q3 2020, closing 302 positions and reducing 23 holdings. Its most notable exit was Microsoft, an estimated $13.8M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 1.5% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $103K to iShares Frontier and Select EM ETF.

  • Regal Investment Advisors added most to iShares Frontier and Select EM ETF in Q3 2020, an estimated $103K increase.
  • Regal Investment Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $29.2M.
  • Regal Investment Advisors fully exited Microsoft in Q3 2020, selling an estimated $13.8M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $84.6M portfolio in Q3 2020.
  • Regal Investment Advisors opened 0 new positions and closed 302 in Q3 2020.
  • Regal Investment Advisors's portfolio value fell 84% quarter-over-quarter to $84.6M.

Based on Regal Investment Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.