We are live on
!
Find out more
RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.92B
1-Year Est. Return
23.13%
This Fund
S&P 500
This Quarter
Est. Return
+8.09%
1 Year Est. Return
+23.13%
3 Year Est. Return
+64.69%
5 Year Est. Return
+66.51%
10 Year Est. Return
+212.75%
AUM
$1.46B
AUM Growth
+$141M
(+11%)
Cap. Flow
+$44.1M
Cap. Flow
% of AUM
3.02%
Top 10 Holdings %
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Small Cap Value AlphaDEX Fund
FYT
|
+$6.7M |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$6.22M |
| 3 |
First Trust India Nifty 50 Equal Weight ETF
NFTY
|
+$6.13M |
| 4 |
Invesco Large Cap Growth ETF
PWB
|
+$5.98M |
| 5 |
Invesco Total Return Bond ETF
GTO
|
+$5.73M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$13.5M |
| 2 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.28M |
| 3 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$6.21M |
| 4 |
First Trust Large Cap Value AlphaDEX Fund
FTA
|
+$5.28M |
| 5 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$4.65M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 63.65% |
| 2 | Technology | 8.36% |
| 3 | Healthcare | 5.17% |
| 4 | Consumer Staples | 4.54% |
| 5 | Financials | 3.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares Core S&P 500 ETF
IVV
$837B
| $75.2M | 5.14% |
143,038
-27,039
| -16% | -$13.5M |
|
2
Microsoft
MSFT
$3.69T
| $28.7M | 1.97% |
68,313
+1,349
| +2% | +$546K |
|
3
Invesco QQQ Trust
QQQ
$474B
| $27.7M | 1.89% |
62,365
-2,090
| -3% | -$896K |
|
4
Apple
AAPL
$4.84T
| $24.1M | 1.65% |
140,633
-4,312
| -3% | -$784K |
|
5
iShares Core S&P Total US Stock Market ETF
ITOT
$95.1B
| $23.4M | 1.6% |
202,964
+5,684
| +3% | +$623K |
|
6
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.6B
| $22.9M | 1.57% |
355,566
+5,160
| +1% | +$319K |
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$799B
| $22.4M | 1.53% |
42,811
+764
| +2% | +$380K |
|
8
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
| $20.8M | 1.42% |
190,649
+3,195
| +2% | +$347K |
|
9
AbbVie
ABBV
$465B
| $19.3M | 1.32% |
106,023
-5,701
| -5% | -$983K |
|
10
First Trust Capital Strength ETF
FTCS
$7.71B
| $19M | 1.3% |
221,286
+2,384
| +1% | +$197K |
|
11
Schwab US Dividend Equity ETF
SCHD
$112B
| $18.6M | 1.27% |
693,120
-351
| -0.1% | -$9.07K |
|
12
Vanguard Morningstar Growth ETF
VUG
$224B
| $17.1M | 1.17% |
297,876
-6,828
| -2% | -$375K |
|
13
NVIDIA
NVDA
$5.12T
| $16.6M | 1.14% |
184,230
-14,980
| -8% | -$1.09M |
|
14
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
| $15.7M | 1.07% |
449,766
+109,522
| +32% | +$3.61M |
|
15
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
| $14.8M | 1.01% |
142,517
+12,943
| +10% | +$1.28M |
|
16
Procter & Gamble
PG
$341B
| $14.6M | 1% |
89,835
-6,419
| -7% | -$1.01M |
|
17
Invesco S&P 500 GARP ETF
SPGP
$2.2B
| $14.1M | 0.96% |
131,983
+20,485
| +18% | +$2.04M |
|
18
Johnson & Johnson
JNJ
$644B
| $13.5M | 0.92% |
85,100
-382
| -0.4% | -$60.8K |
|
19
Vanguard FTSE Developed Markets ETF
VEA
$234B
| $13.3M | 0.91% |
265,735
-1,296
| -0.5% | -$62.6K |
|
20
iShares Core Universal USD Bond ETF
IUSB
$43.4B
| $13.2M | 0.91% |
290,578
+26,575
| +10% | +$1.21M |
|
21
Vanguard S&P 500 ETF
VOO
$1.04T
| $13.2M | 0.9% |
27,469
+770
| +3% | +$352K |
|
22
Innovator Laddered Allocation Power Buffer ETF
BUFF
$1.02B
| $13.1M | 0.9% |
314,309
+45,167
| +17% | +$1.84M |
|
23
iShares Core S&P Small-Cap ETF
IJR
$106B
| $13M | 0.89% |
117,461
+8,884
| +8% | +$943K |
|
24
Amazon
AMZN
$2.68T
| $13M | 0.89% |
71,929
+699
| +1% | +$117K |
|
25
Vanguard Dividend Appreciation ETF
VIG
$111B
| $12.6M | 0.86% |
68,854
-4,854
| -7% | -$853K |
|
Similar funds
SG
DCP
EP
SWM
SI
MFM
FWP
GC
Regal Investment Advisors's Q1 2024 Portfolio in Review
As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Regal Investment Advisors deployed $44.1M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 64% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.
- Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
- Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
- Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
- Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
- Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
- Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
- Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.
Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.