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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$858B
$75.2M 5.14%
143,038
-27,039
-16% -$13.5M
MSFT icon
2
Microsoft
MSFT
$2.9T
$28.7M 1.97%
68,313
+1,349
+2% +$546K
QQQ icon
3
Invesco QQQ Trust
QQQ
$436B
$27.7M 1.89%
62,365
-2,090
-3% -$896K
AAPL icon
4
Apple
AAPL
$4.97T
$24.1M 1.65%
140,633
-4,312
-3% -$784K
ITOT icon
5
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
$23.4M 1.6%
202,964
+5,684
+3% +$623K
ONEQ icon
6
Fidelity Nasdaq Composite Index ETF
ONEQ
$9.97B
$22.9M 1.57%
355,566
+5,160
+1% +$319K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$22.4M 1.53%
42,811
+764
+2% +$380K
LQD icon
8
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$20.8M 1.42%
190,649
+3,195
+2% +$347K
ABBV icon
9
AbbVie
ABBV
$465B
$19.3M 1.32%
106,023
-5,701
-5% -$983K
FTCS icon
10
First Trust Capital Strength ETF
FTCS
$8.05B
$19M 1.3%
221,286
+2,384
+1% +$197K
SCHD icon
11
Schwab US Dividend Equity ETF
SCHD
$104B
$18.6M 1.27%
693,120
-351
-0.1% -$9.07K
VUG icon
12
Vanguard Growth ETF
VUG
$212B
$17.1M 1.17%
297,876
-6,828
-2% -$375K
NVDA icon
13
NVIDIA
NVDA
$4.6T
$16.6M 1.14%
184,230
-14,980
-8% -$1.09M
HEFA icon
14
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.45B
$15.7M 1.07%
449,766
+109,522
+32% +$3.61M
GSLC icon
15
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$14.8M 1.01%
142,517
+12,943
+10% +$1.28M
PG icon
16
Procter & Gamble
PG
$340B
$14.6M 1%
89,835
-6,419
-7% -$1.01M
SPGP icon
17
Invesco S&P 500 GARP ETF
SPGP
$2.25B
$14.1M 0.96%
131,983
+20,485
+18% +$2.04M
JNJ icon
18
Johnson & Johnson
JNJ
$640B
$13.5M 0.92%
85,100
-382
-0.4% -$60.8K
VEA icon
19
Vanguard FTSE Developed Markets ETF
VEA
$223B
$13.3M 0.91%
265,735
-1,296
-0.5% -$62.6K
IUSB icon
20
iShares Core Universal USD Bond ETF
IUSB
$42.9B
$13.2M 0.91%
290,578
+26,575
+10% +$1.21M
VOO icon
21
Vanguard S&P 500 ETF
VOO
$956B
$13.2M 0.9%
27,469
+770
+3% +$352K
BUFF icon
22
Innovator Laddered Allocation Power Buffer ETF
BUFF
$905M
$13.1M 0.9%
314,309
+45,167
+17% +$1.84M
IJR icon
23
iShares Core S&P Small-Cap ETF
IJR
$109B
$13M 0.89%
117,461
+8,884
+8% +$943K
AMZN icon
24
Amazon
AMZN
$2.44T
$13M 0.89%
71,929
+699
+1% +$117K
VIG icon
25
Vanguard Dividend Appreciation ETF
VIG
$111B
$12.6M 0.86%
68,854
-4,854
-7% -$853K
1
2 3 4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
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DF
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.