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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$858B
$55.3M 5.07%
121,788
+8,049
+7% +$3.6M
AAPL icon
2
Apple
AAPL
$4.97T
$24.6M 2.26%
140,797
+1,365
+1% +$230K
FTCS icon
3
First Trust Capital Strength ETF
FTCS
$8.05B
$23.1M 2.12%
295,836
-14,435
-5% -$1.12M
PFF icon
4
iShares Preferred and Income Securities ETF
PFF
$13.1B
$19.6M 1.8%
539,505
+153,162
+40% +$5.63M
MSFT icon
5
Microsoft
MSFT
$2.9T
$19.1M 1.76%
62,079
+692
+1% +$208K
LQD icon
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$18.3M 1.68%
151,085
+3,825
+3% +$477K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$17.9M 1.65%
39,740
+750
+2% +$334K
USMV icon
8
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$16.8M 1.54%
216,682
-7,200
-3% -$545K
QQQ icon
9
Invesco QQQ Trust
QQQ
$436B
$16.1M 1.48%
44,351
-304
-0.7% -$108K
ONEQ icon
10
Fidelity Nasdaq Composite Index ETF
ONEQ
$9.97B
$15.9M 1.46%
286,241
+11,229
+4% +$613K
ABBV icon
11
AbbVie
ABBV
$465B
$15.1M 1.39%
93,230
-6,046
-6% -$878K
ITOT icon
12
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
$14.2M 1.31%
141,004
-876
-0.6% -$87.3K
ESGU icon
13
iShares ESG Aware MSCI USA ETF
ESGU
$17.5B
$13.2M 1.21%
129,777
+4,020
+3% +$403K
VYM icon
14
Vanguard High Dividend Yield ETF
VYM
$80.8B
$12.7M 1.16%
112,715
+43,757
+63% +$4.88M
GSLC icon
15
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$12M 1.1%
134,545
-3,259
-2% -$288K
VEA icon
16
Vanguard FTSE Developed Markets ETF
VEA
$223B
$11.7M 1.07%
242,707
+8,404
+4% +$409K
SCHD icon
17
Schwab US Dividend Equity ETF
SCHD
$104B
$11.6M 1.06%
440,142
-3,867
-0.9% -$101K
VUG icon
18
Vanguard Morningstar Growth ETF
VUG
$212B
$11.5M 1.05%
239,196
+14,100
+6% +$667K
JNJ icon
19
Johnson & Johnson
JNJ
$640B
$11.4M 1.05%
64,369
+3,223
+5% +$548K
IAGG icon
20
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$11.3M 1.04%
216,826
+1,581
+0.7% +$84.1K
VIG icon
21
Vanguard Dividend Appreciation ETF
VIG
$111B
$11.1M 1.02%
68,456
+2,350
+4% +$379K
IJR icon
22
iShares Core S&P Small-Cap ETF
IJR
$109B
$11.1M 1.01%
102,520
-2,523
-2% -$272K
PG icon
23
Procter & Gamble
PG
$340B
$10.8M 0.99%
70,674
+1,353
+2% +$212K
ACWV icon
24
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$10.4M 0.95%
98,918
-11,241
-10% -$1.16M
EMR icon
25
Emerson Electric
EMR
$81.6B
$9.27M 0.85%
94,501
+1,516
+2% +$144K
1
2 3 4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
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DF
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Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.