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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
1
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$8M 2.85%
70,476
+70,311
+42,613% +$7.84M
JNK icon
2
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$6.56M 2.34%
52,376
+18,923
+57% +$2.35M
AGG icon
3
iShares Core US Aggregate Bond ETF
AGG
$138B
$6.14M 2.19%
56,097
+41,907
+295% +$4.56M
VNQ icon
4
Vanguard Real Estate ETF
VNQ
$39.9B
$5.58M 1.99%
74,535
+15,991
+27% +$1.18M
EEM icon
5
iShares MSCI Emerging Markets ETF
EEM
$28B
$5.55M 1.98%
128,423
+8,733
+7% +$371K
IVV icon
6
iShares Core S&P 500 ETF
IVV
$876B
$5.1M 1.82%
25,907
+11,585
+81% +$2.22M
T icon
7
AT&T
T
$165B
$3.91M 1.39%
146,340
+23,270
+19% +$623K
VYM icon
8
Vanguard High Dividend Yield ETF
VYM
$81.1B
$3.42M 1.22%
51,600
+49,405
+2,251% +$3.19M
BRK.B icon
9
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.23M 1.15%
25,498
+19,160
+302% +$2.43M
PFF icon
10
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.14M 1.12%
78,623
+7,158
+10% +$282K
KO icon
11
Coca-Cola
KO
$354B
$3.1M 1.1%
73,085
+57,135
+358% +$2.32M
COP icon
12
ConocoPhillips
COP
$147B
$3.05M 1.09%
35,562
+3,872
+12% +$302K
SJNK icon
13
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$3.01M 1.07%
97,269
+4,560
+5% +$141K
TIP icon
14
iShares TIPS Bond ETF
TIP
$14.5B
$2.78M 0.99%
24,082
+22,906
+1,948% +$2.61M
VEA icon
15
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.65M 0.94%
62,123
-2,676
-4% -$113K
ABBV icon
16
AbbVie
ABBV
$458B
$2.63M 0.94%
46,644
+9,776
+27% +$513K
SYY icon
17
Sysco
SYY
$39.7B
$2.63M 0.94%
70,199
+61,299
+689% +$2.25M
DOC icon
18
Healthpeak Properties
DOC
$15.4B
$2.63M 0.94%
69,736
+57,814
+485% +$2.18M
MBB icon
19
iShares MBS ETF
MBB
$39B
$2.63M 0.94%
24,282
+22,539
+1,293% +$2.42M
DUK icon
20
Duke Energy
DUK
$102B
$2.6M 0.93%
35,030
+20,237
+137% +$1.46M
VTV icon
21
Vanguard Value ETF
VTV
$189B
$2.59M 0.92%
31,956
-793
-2% -$62.8K
SPY icon
22
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$2.56M 0.91%
13,060
-8,498
-39% -$1.62M
DKS icon
23
Dick's Sporting Goods
DKS
$18.4B
$2.48M 0.88%
+53,308
New +$2.6M
ABT icon
24
Abbott
ABT
$180B
$2.46M 0.88%
60,222
+55,363
+1,139% +$2.17M
IWF icon
25
iShares Russell 1000 Growth ETF
IWF
$122B
$2.46M 0.88%
108,236
-1,992
-2% -$43.7K
1
2 3 4 5

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MCWS
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CC
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VCM
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VCA
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ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return

Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.