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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$556M
AUM Growth
+$43.5M
Cap. Flow
+$11M
Cap. Flow %
1.98%
Top 10 Hldgs %
20.2%
Holding
361
New
43
Increased
151
Reduced
131
Closed
17

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$2.03M
2
PFE icon
Pfizer
PFE
+$1.96M
3
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$1.23M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$746K
5
YYY icon
Amplify CEF High Income ETF
YYY
+$658K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$1.74M
2
PARA
Paramount Global Class B
PARA
+$1.52M
3
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.28M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$886K
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 8.38%
2 Technology 7.43%
3 Consumer Staples 6.43%
4 Industrials 4.63%
5 Utilities 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$869B
$20.9M 3.75%
64,540
+1,815
+3% +$562K
LQD icon
2
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$14.7M 2.65%
115,255
+3,858
+3% +$491K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$11.6M 2.09%
36,055
-794
-2% -$244K
VEA icon
4
Vanguard FTSE Developed Markets ETF
VEA
$227B
$10.1M 1.81%
228,320
+710
+0.3% +$30.3K
AAPL icon
5
Apple
AAPL
$4.95T
$9.63M 1.73%
131,200
+568
+0.4% +$36.5K
PG icon
6
Procter & Gamble
PG
$346B
$9.52M 1.71%
76,245
-3,748
-5% -$459K
PFF icon
7
iShares Preferred and Income Securities ETF
PFF
$13.2B
$9.22M 1.66%
245,229
-3,321
-1% -$124K
MSFT icon
8
Microsoft
MSFT
$2.89T
$9.09M 1.64%
57,660
-2,140
-4% -$314K
EMR icon
9
Emerson Electric
EMR
$83.6B
$8.87M 1.6%
116,292
-5,150
-4% -$371K
T icon
10
AT&T
T
$167B
$8.69M 1.56%
294,446
-6,757
-2% -$195K
ABBV icon
11
AbbVie
ABBV
$454B
$8.6M 1.55%
97,162
-2,416
-2% -$201K
JNJ icon
12
Johnson & Johnson
JNJ
$641B
$8.53M 1.53%
58,467
-1,579
-3% -$214K
VIG icon
13
Vanguard Dividend Appreciation ETF
VIG
$112B
$7.76M 1.4%
62,279
-898
-1% -$109K
ED icon
14
Consolidated Edison
ED
$41.1B
$7.59M 1.37%
83,907
-1,459
-2% -$131K
VUG icon
15
Vanguard Growth ETF
VUG
$216B
$7.18M 1.29%
236,490
-3,306
-1% -$95.5K
EEM icon
16
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$7.15M 1.29%
159,377
+9
+0% +$386
SCHD icon
17
Schwab US Dividend Equity ETF
SCHD
$103B
$6.98M 1.26%
361,716
-1,950
-0.5% -$36.5K
PFE icon
18
Pfizer
PFE
$141B
$6.49M 1.17%
174,594
+55,163
+46% +$1.96M
IJR icon
19
iShares Core S&P Small-Cap ETF
IJR
$110B
$6.4M 1.15%
76,359
+827
+1% +$66.5K
VTV icon
20
Vanguard Value ETF
VTV
$189B
$6.24M 1.12%
52,070
+1,549
+3% +$179K
VNQ icon
21
Vanguard Real Estate ETF
VNQ
$39.8B
$5.98M 1.08%
64,412
+2,964
+5% +$274K
AEP icon
22
American Electric Power
AEP
$72.7B
$5.84M 1.05%
61,759
-2,441
-4% -$225K
VWO icon
23
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$5.61M 1.01%
126,061
+485
+0.4% +$20.5K
IWF icon
24
iShares Russell 1000 Growth ETF
IWF
$120B
$5.5M 0.99%
125,072
+3,780
+3% +$158K
BSV icon
25
Vanguard Short-Term Bond ETF
BSV
$44.6B
$4.82M 0.87%
59,833
+1,292
+2% +$104K
1
2 3 4 5

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MCWS
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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Regal Investment Advisors held 361 positions worth $556M, up 8.5% from $512M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2019 filing shows 43 new, 151 increased, 131 reduced and 17 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M. The largest sale was Cardinal Health, an estimated $1.74M.

By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M.
  • Regal Investment Advisors added most to ExxonMobil in Q4 2019, an estimated $2.03M increase.
  • Regal Investment Advisors's biggest Q4 2019 reduction was Sysco, cutting an estimated $618K.
  • Regal Investment Advisors fully exited Cardinal Health in Q4 2019, selling an estimated $1.74M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $556M portfolio in Q4 2019.
  • Regal Investment Advisors opened 43 new positions and closed 17 in Q4 2019.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $556M.

Based on Regal Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.