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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$869B
$15.2M 3.34%
60,561
+3,541
+6% +$962K
LQD icon
2
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$10.9M 2.38%
96,238
-4,938
-5% -$555K
VEA icon
3
Vanguard FTSE Developed Markets ETF
VEA
$227B
$8.42M 1.85%
227,000
+17,661
+8% +$699K
ABBV icon
4
AbbVie
ABBV
$455B
$8.23M 1.8%
89,304
+4,521
+5% +$398K
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$8.1M 1.78%
32,426
+3,601
+12% +$971K
PG icon
6
Procter & Gamble
PG
$346B
$7.38M 1.62%
80,297
+6,177
+8% +$552K
JNJ icon
7
Johnson & Johnson
JNJ
$643B
$7.35M 1.61%
56,923
+4,411
+8% +$615K
PFF icon
8
iShares Preferred and Income Securities ETF
PFF
$13.2B
$7.34M 1.61%
214,574
+829
+0.4% +$29.4K
MSFT icon
9
Microsoft
MSFT
$2.9T
$7.15M 1.57%
70,373
+1,141
+2% +$122K
EMR icon
10
Emerson Electric
EMR
$83.3B
$6.81M 1.49%
113,954
+32,247
+39% +$2.17M
AOA icon
11
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$6.77M 1.48%
139,354
+5,603
+4% +$286K
T icon
12
AT&T
T
$166B
$6.6M 1.45%
306,311
+20,073
+7% +$467K
ED icon
13
Consolidated Edison
ED
$41.3B
$6.2M 1.36%
81,056
+4,287
+6% +$335K
EEM icon
14
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$6.07M 1.33%
155,508
-11,988
-7% -$480K
VIG icon
15
Vanguard Dividend Appreciation ETF
VIG
$112B
$6.05M 1.33%
61,811
+2,315
+4% +$241K
VUG icon
16
Vanguard Growth ETF
VUG
$216B
$5.59M 1.22%
249,624
+14,178
+6% +$343K
SCHD icon
17
Schwab US Dividend Equity ETF
SCHD
$103B
$5.54M 1.21%
353,565
+1,506
+0.4% +$25.1K
AAPL icon
18
Apple
AAPL
$4.94T
$5.43M 1.19%
137,620
+43,408
+46% +$2.1M
BSV icon
19
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.18M 1.14%
65,960
-4,677
-7% -$365K
IJR icon
20
iShares Core S&P Small-Cap ETF
IJR
$109B
$5.14M 1.13%
74,146
+1,567
+2% +$121K
AOR icon
21
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.65B
$5.04M 1.1%
122,060
+4,675
+4% +$200K
MCD icon
22
McDonald's
MCD
$192B
$4.9M 1.07%
27,575
-3,194
-10% -$566K
AEP icon
23
American Electric Power
AEP
$72.7B
$4.7M 1.03%
62,920
+7,376
+13% +$553K
VTV icon
24
Vanguard Value ETF
VTV
$189B
$4.63M 1.01%
47,254
-3,594
-7% -$378K
VWO icon
25
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$4.6M 1.01%
120,711
+1,929
+2% +$74.7K
1
2 3 4 5

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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.