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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$513M
AUM Growth
+$21.3M
Cap. Flow
+$11M
Cap. Flow %
2.15%
Top 10 Hldgs %
20.29%
Holding
385
New
33
Increased
173
Reduced
91
Closed
68

Top Buys

Rank Stock Value
1
INGR icon
Ingredion
INGR
+$2.02M
2
PARA
Paramount Global Class B
PARA
+$1.92M
3
CMP icon
Compass Minerals
CMP
+$1.91M
4
BMY icon
Bristol-Myers Squibb
BMY
+$1.9M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.29M

Top Sells

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.23M
2
UTHR icon
United Therapeutics
UTHR
+$2.02M
3
IDCC icon
InterDigital
IDCC
+$1.74M
4
LEA icon
Lear
LEA
+$1.5M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.28M

Sector Composition

Rank Sector Weight
1 Healthcare 8.01%
2 Technology 6.97%
3 Consumer Staples 6.91%
4 Industrials 5.04%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$18.5M 3.61%
62,802
-123
-0.2% -$35.6K
LQD icon
2
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$12.6M 2.45%
100,928
+1,457
+1% +$175K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$10.6M 2.07%
36,249
+1,681
+5% +$484K
PFF icon
4
iShares Preferred and Income Securities ETF
PFF
$13.2B
$9.54M 1.86%
258,915
+32,383
+14% +$1.19M
PG icon
5
Procter & Gamble
PG
$343B
$9.47M 1.85%
86,392
+434
+0.5% +$46.3K
VEA icon
6
Vanguard FTSE Developed Markets ETF
VEA
$226B
$9.35M 1.82%
224,076
+9,177
+4% +$378K
JNJ icon
7
Johnson & Johnson
JNJ
$635B
$8.76M 1.71%
62,896
+1,808
+3% +$250K
MSFT icon
8
Microsoft
MSFT
$2.84T
$8.58M 1.67%
64,062
-4,882
-7% -$620K
EMR icon
9
Emerson Electric
EMR
$82.9B
$8.43M 1.64%
126,344
+3,456
+3% +$232K
T icon
10
AT&T
T
$165B
$8.31M 1.62%
328,242
+6,364
+2% +$153K
ED icon
11
Consolidated Edison
ED
$41.6B
$7.88M 1.53%
89,819
+3,344
+4% +$288K
VIG icon
12
Vanguard Dividend Appreciation ETF
VIG
$111B
$7.59M 1.48%
65,937
+905
+1% +$102K
ABBV icon
13
AbbVie
ABBV
$458B
$7.31M 1.42%
100,530
+5,410
+6% +$425K
EEM icon
14
iShares MSCI Emerging Markets ETF
EEM
$28B
$7.05M 1.37%
164,363
+6,934
+4% +$294K
AAPL icon
15
Apple
AAPL
$4.89T
$6.93M 1.35%
140,164
+436
+0.3% +$21.2K
VUG icon
16
Vanguard Growth ETF
VUG
$216B
$6.58M 1.28%
241,788
+666
+0.3% +$17.8K
SCHD icon
17
Schwab US Dividend Equity ETF
SCHD
$102B
$6.48M 1.26%
366,321
+7,962
+2% +$140K
AEP icon
18
American Electric Power
AEP
$73.7B
$6.34M 1.24%
72,068
+2,385
+3% +$206K
VTV icon
19
Vanguard Value ETF
VTV
$189B
$5.76M 1.12%
51,974
+3,845
+8% +$420K
IJR icon
20
iShares Core S&P Small-Cap ETF
IJR
$109B
$5.75M 1.12%
73,395
+310
+0.4% +$24.1K
VNQ icon
21
Vanguard Real Estate ETF
VNQ
$39.9B
$5.5M 1.07%
62,940
+8,396
+15% +$735K
BSV icon
22
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.39M 1.05%
66,972
+255
+0.4% +$20.3K
IWF icon
23
iShares Russell 1000 Growth ETF
IWF
$122B
$5.35M 1.04%
136,008
+8,268
+6% +$320K
VWO icon
24
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$5.18M 1.01%
121,758
-464
-0.4% -$19.5K
PFE icon
25
Pfizer
PFE
$140B
$5.03M 0.98%
122,439
+15,840
+15% +$629K
1
2 3 4 5

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PAIM
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MCWS
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
VCA
Verdence Capital Advisors Hunt Valley, Maryland $1.72B AUM 24.88% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
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Regal Investment Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, Regal Investment Advisors held 385 positions worth $513M, up 4.3% from $492M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q2 2019 filing shows 33 new, 173 increased, 91 reduced and 68 closed positions. Its largest new stake was Ingredion: 23,478 shares worth $1.94M. The largest sale was Oracle, an estimated $2.23M.

By sector, the portfolio is most concentrated in Healthcare at 8% of assets, down from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q2 2019 buy was Ingredion: 23,478 shares worth $1.94M.
  • Regal Investment Advisors added most to Bristol-Myers Squibb in Q2 2019, an estimated $1.9M increase.
  • Regal Investment Advisors's biggest Q2 2019 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $1.28M.
  • Regal Investment Advisors fully exited Oracle in Q2 2019, selling an estimated $2.23M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $513M portfolio in Q2 2019.
  • Regal Investment Advisors opened 33 new positions and closed 68 in Q2 2019.
  • Regal Investment Advisors's portfolio value rose 4.3% quarter-over-quarter to $513M.

Based on Regal Investment Advisors's 13F filing for Q2 2019, filed 26 Jul 2019.