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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$869B
$3.45M 1.98%
18,587
+8,846
+91% +$1.57M
PFF icon
2
iShares Preferred and Income Securities ETF
PFF
$13.2B
$2.95M 1.69%
80,079
-3,775
-5% -$142K
VEA icon
3
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.87M 1.64%
68,750
+688
+1% +$27.9K
AAPL icon
4
Apple
AAPL
$4.89T
$2.82M 1.62%
140,840
-12,320
-8% -$233K
T icon
5
AT&T
T
$165B
$2.75M 1.57%
103,424
+6,273
+6% +$165K
VTV icon
6
Vanguard Value ETF
VTV
$189B
$2.72M 1.56%
35,575
-6,993
-16% -$515K
IWF icon
7
iShares Russell 1000 Growth ETF
IWF
$122B
$2.69M 1.54%
125,152
-236
-0.2% -$4.84K
SJNK icon
8
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$2.6M 1.49%
84,137
+21,180
+34% +$652K
VTIP icon
9
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.4M 1.38%
48,735
-1,004
-2% -$49.7K
BSV icon
10
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.21M 1.26%
27,642
+2,853
+12% +$229K
QQQ icon
11
Invesco QQQ Trust
QQQ
$450B
$2.21M 1.26%
25,110
+18,877
+303% +$1.57M
UTHR icon
12
United Therapeutics
UTHR
$26.3B
$2.09M 1.2%
18,461
+1,439
+8% +$130K
PSK icon
13
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$2.06M 1.18%
52,163
-3,565
-6% -$145K
PBI icon
14
Pitney Bowes
PBI
$2.42B
$1.94M 1.11%
83,046
-31,690
-28% -$682K
ISHG icon
15
iShares 1-3 Year International Treasury Bond ETF
ISHG
$854M
$1.91M 1.09%
20,209
-164
-0.8% -$15.6K
JNK icon
16
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.8M 1.03%
14,810
+6,212
+72% +$753K
AMJ
17
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.8M 1.03%
38,835
-3,377
-8% -$152K
COP icon
18
ConocoPhillips
COP
$147B
$1.78M 1.02%
25,270
+6,047
+31% +$434K
VWO icon
19
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.78M 1.02%
43,331
+1,508
+4% +$62.2K
VO icon
20
Vanguard Mid-Cap ETF
VO
$106B
$1.74M 1%
63,376
-48
-0.1% -$1.28K
RGR icon
21
Sturm, Ruger & Co
RGR
$610M
$1.73M 0.99%
23,685
+3,726
+19% +$263K
CELG
22
DELISTED
Celgene Corp
CELG
$1.71M 0.98%
20,200
+1,434
+8% +$113K
MA icon
23
Mastercard
MA
$477B
$1.69M 0.97%
202,300
+184,180
+1,016% +$13.7M
AAP icon
24
Advance Auto Parts
AAP
$3.37B
$1.69M 0.97%
15,260
+2,050
+16% +$203K
BKNG icon
25
Booking.com
BKNG
$138B
$1.68M 0.96%
36,125
+450
+1% +$20K
1
2 3 4 5

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MCWS
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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.