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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$369M
AUM Growth
-$16.4M
Cap. Flow
-$29.9M
Cap. Flow %
-8.1%
Top 10 Hldgs %
18.81%
Holding
295
New
30
Increased
93
Reduced
107
Closed
59

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.6M
2
BWA icon
BorgWarner
BWA
+$3.37M
3
WCC
WESCO International
WCC
+$3.3M
4
WDC icon
Western Digital
WDC
+$3.18M
5
VTR icon
Ventas
VTR
+$3.12M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.39M
2
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$4.35M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$3.98M
4
ALK icon
Alaska Air
ALK
+$3.85M
5
KFRC icon
Kforce
KFRC
+$3.73M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.24%
2 Healthcare 6.68%
3 Communication Services 4.27%
4 Industrials 4.16%
5 Consumer Staples 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
1
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$11.6M 3.15%
136,626
-43,361
-24% -$3.68M
USMV icon
2
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$8.72M 2.36%
198,426
+21,556
+12% +$897K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$7.3M 1.98%
35,525
-4,822
-12% -$941K
VNQ icon
4
Vanguard Real Estate ETF
VNQ
$39.9B
$7.02M 1.9%
83,757
+46,201
+123% +$3.6M
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$5.92M 1.6%
49,782
-207
-0.4% -$23.8K
VTI icon
6
Vanguard Total Stock Market ETF
VTI
$654B
$5.91M 1.6%
56,349
-7,950
-12% -$788K
VEA icon
7
Vanguard FTSE Developed Markets ETF
VEA
$226B
$5.88M 1.59%
163,954
+3,745
+2% +$129K
AGG icon
8
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.85M 1.59%
52,803
-4,821
-8% -$528K
PFF icon
9
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.82M 1.58%
148,981
+492
+0.3% +$18.8K
DIS icon
10
Walt Disney
DIS
$165B
$5.43M 1.47%
54,655
+31,116
+132% +$3M
EFA icon
11
iShares MSCI EAFE ETF
EFA
$76.4B
$5.26M 1.42%
92,002
-1,704
-2% -$93.9K
T icon
12
AT&T
T
$165B
$4.98M 1.35%
168,208
-1,800
-1% -$49.9K
EEM icon
13
iShares MSCI Emerging Markets ETF
EEM
$28B
$4.96M 1.34%
144,747
-6,523
-4% -$202K
TLT icon
14
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$4.52M 1.22%
34,611
+5,580
+19% +$715K
AAPL icon
15
Apple
AAPL
$4.89T
$4.51M 1.22%
165,400
+20,460
+14% +$510K
LZB icon
16
La-Z-Boy
LZB
$1.59B
$4.37M 1.18%
163,239
-117,235
-42% -$2.74M
LOW icon
17
Lowe's Companies
LOW
$116B
$4.33M 1.17%
57,233
-4,146
-7% -$293K
WCC
18
WESCO International
WCC
$16.2B
$4.05M 1.1%
+74,156
New +$3.3M
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.99M 1.08%
28,091
-433
-2% -$57.4K
MO icon
20
Altria Group
MO
$122B
$3.9M 1.06%
62,268
-122
-0.2% -$7.38K
BWA icon
21
BorgWarner
BWA
$13.2B
$3.84M 1.04%
+113,705
New +$3.37M
ABBV icon
22
AbbVie
ABBV
$458B
$3.81M 1.03%
66,705
+1,737
+3% +$96.8K
VTR icon
23
Ventas
VTR
$48.9B
$3.77M 1.02%
59,897
+55,411
+1,235% +$3.12M
ED icon
24
Consolidated Edison
ED
$41.6B
$3.75M 1.02%
49,000
-4,164
-8% -$296K
MCD icon
25
McDonald's
MCD
$188B
$3.75M 1.02%
29,844
-2,490
-8% -$298K
1
2 3 4 5

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PAIM
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MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
VCA
Verdence Capital Advisors Hunt Valley, Maryland $1.72B AUM 24.88% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return

Regal Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Regal Investment Advisors held 295 positions worth $369M, down 4.3% from $386M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $29.9M in Q1 2016, closing 59 positions and reducing 107 holdings. Its most notable exit was Surgical Care Affiliates, Inc., an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.2% of assets, down from 9% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regal Investment Advisors opened a new position in BorgWarner worth $3.84M.

  • Regal Investment Advisors's largest Q1 2016 buy was BorgWarner: 113,705 shares worth $3.84M.
  • Regal Investment Advisors added most to Vanguard Real Estate ETF in Q1 2016, an estimated $3.6M increase.
  • Regal Investment Advisors's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.39M.
  • Regal Investment Advisors fully exited Surgical Care Affiliates, Inc. in Q1 2016, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $369M portfolio in Q1 2016.
  • Regal Investment Advisors opened 30 new positions and closed 59 in Q1 2016.
  • Regal Investment Advisors's portfolio value fell 4.3% quarter-over-quarter to $369M.

Based on Regal Investment Advisors's 13F filing for Q1 2016, filed 16 May 2016.