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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$383M
AUM Growth
+$21.6M
Cap. Flow
+$5.79M
Cap. Flow %
1.51%
Top 10 Hldgs %
18.9%
Holding
278
New
30
Increased
127
Reduced
90
Closed
16

Top Buys

Rank Stock Value
1
UI icon
Ubiquiti
UI
+$2.68M
2
ANDV
Andeavor
ANDV
+$2.51M
3
CPN
Calpine Corporation
CPN
+$2.28M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.86M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.41M

Top Sells

Rank Stock Value
1
AXE
Anixter International Inc
AXE
+$3.78M
2
LH icon
Labcorp
LH
+$2.95M
3
BKNG icon
Booking.com
BKNG
+$2.94M
4
RSX
VanEck Russia ETF
RSX
+$1.29M
5
WCC
WESCO International
WCC
+$1.23M

Sector Composition

Rank Sector Weight
1 Healthcare 6.74%
2 Consumer Discretionary 6.66%
3 Financials 5.18%
4 Consumer Staples 4.4%
5 Industrials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$869B
$14M 3.66%
59,051
+2,282
+4% +$534K
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$9.02M 2.35%
38,241
-1,493
-4% -$347K
LQD icon
3
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$7.76M 2.02%
65,804
+3,685
+6% +$433K
PFF icon
4
iShares Preferred and Income Securities ETF
PFF
$13.2B
$7.43M 1.94%
191,939
+18,584
+11% +$711K
VEA icon
5
Vanguard FTSE Developed Markets ETF
VEA
$226B
$6.6M 1.72%
167,908
-5,559
-3% -$213K
VTI icon
6
Vanguard Total Stock Market ETF
VTI
$654B
$5.92M 1.55%
48,813
-325
-0.7% -$38.9K
IJR icon
7
iShares Core S&P Small-Cap ETF
IJR
$109B
$5.68M 1.48%
82,096
+1,398
+2% +$96.4K
T icon
8
AT&T
T
$165B
$5.58M 1.46%
177,862
+11,361
+7% +$358K
AAPL icon
9
Apple
AAPL
$4.89T
$5.33M 1.39%
148,452
+2,628
+2% +$86.5K
ABBV icon
10
AbbVie
ABBV
$458B
$5.13M 1.34%
78,754
+4,257
+6% +$268K
EEM icon
11
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$5.09M 1.33%
129,313
+21,813
+20% +$828K
DIS icon
12
Walt Disney
DIS
$165B
$4.84M 1.26%
42,721
-3,766
-8% -$415K
DD icon
13
DuPont de Nemours
DD
$18.6B
$4.81M 1.25%
29,884
+604
+2% +$93.8K
VUG icon
14
Vanguard Growth ETF
VUG
$216B
$4.8M 1.25%
236,796
+1,542
+0.7% +$30.4K
ED icon
15
Consolidated Edison
ED
$41.6B
$4.73M 1.23%
60,904
+6,182
+11% +$465K
SCHD icon
16
Schwab US Dividend Equity ETF
SCHD
$102B
$4.7M 1.23%
316,290
+11,829
+4% +$174K
MCD icon
17
McDonald's
MCD
$188B
$4.55M 1.19%
35,143
+905
+3% +$114K
MO icon
18
Altria Group
MO
$122B
$4.47M 1.17%
62,604
-1,005
-2% -$72.7K
MSFT icon
19
Microsoft
MSFT
$2.84T
$4.45M 1.16%
67,629
+1,933
+3% +$124K
BSV icon
20
Vanguard Short-Term Bond ETF
BSV
$44.6B
$4.37M 1.14%
54,835
+11,601
+27% +$923K
VWO icon
21
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.32M 1.13%
108,662
+21,574
+25% +$833K
FTA icon
22
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$4.24M 1.1%
85,896
+9,343
+12% +$454K
PG icon
23
Procter & Gamble
PG
$343B
$3.93M 1.03%
43,761
+5,685
+15% +$504K
VIG icon
24
Vanguard Dividend Appreciation ETF
VIG
$111B
$3.82M 1%
42,502
+6,608
+18% +$586K
IJH icon
25
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.76M 0.98%
109,720
-1,460
-1% -$49.7K
1
2 3 4 5

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MCWS
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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Regal Investment Advisors held 278 positions worth $383M, up 6% from $362M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q1 2017 filing shows 30 new, 127 increased, 90 reduced and 16 closed positions. Its largest new stake was Ubiquiti: 49,107 shares worth $2.47M. The largest sale was Anixter International Inc, an estimated $3.78M.

By sector, the portfolio is most concentrated in Healthcare at 6.7% of assets, down from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q1 2017 buy was Ubiquiti: 49,107 shares worth $2.47M.
  • Regal Investment Advisors added most to Invesco QQQ Trust in Q1 2017, an estimated $1.86M increase.
  • Regal Investment Advisors's biggest Q1 2017 reduction was WESCO International, cutting an estimated $1.23M.
  • Regal Investment Advisors fully exited Anixter International Inc in Q1 2017, selling an estimated $3.78M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $383M portfolio in Q1 2017.
  • Regal Investment Advisors opened 30 new positions and closed 16 in Q1 2017.
  • Regal Investment Advisors's portfolio value rose 6% quarter-over-quarter to $383M.

Based on Regal Investment Advisors's 13F filing for Q1 2017, filed 12 May 2017.