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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$475M
AUM Growth
+$146M
Cap. Flow
+$131M
Cap. Flow %
27.62%
Top 10 Hldgs %
19.25%
Holding
348
New
87
Increased
181
Reduced
41
Closed
29

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$7.24M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.28M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.06M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.35M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$2.82M
2
ANDV
Andeavor
ANDV
+$2.22M
3
MA icon
Mastercard
MA
+$2.2M
4
ORLY icon
O'Reilly Automotive
ORLY
+$2.07M
5
UNP icon
Union Pacific
UNP
+$2.01M

Sector Composition

Rank Sector Weight
1 Healthcare 8.81%
2 Technology 6.09%
3 Industrials 5.36%
4 Consumer Staples 4.98%
5 Consumer Discretionary 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$869B
$16.7M 3.51%
57,020
+14,935
+35% +$4.28M
LQD icon
2
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$11.6M 2.45%
101,176
+35,223
+53% +$4.06M
VEA icon
3
Vanguard FTSE Developed Markets ETF
VEA
$226B
$9.06M 1.91%
209,339
+77,834
+59% +$3.35M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$8.38M 1.76%
28,825
-1,145
-4% -$326K
ABBV icon
5
AbbVie
ABBV
$455B
$8.02M 1.69%
84,783
+30,728
+57% +$2.91M
PFF icon
6
iShares Preferred and Income Securities ETF
PFF
$13.2B
$7.94M 1.67%
213,745
+76,580
+56% +$2.87M
MSFT icon
7
Microsoft
MSFT
$2.92T
$7.92M 1.67%
69,232
+13,389
+24% +$1.45M
AOA icon
8
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$7.31M 1.54%
+133,751
New +$7.24M
T icon
9
AT&T
T
$167B
$7.26M 1.53%
286,238
+117,321
+69% +$2.87M
JNJ icon
10
Johnson & Johnson
JNJ
$644B
$7.26M 1.53%
52,512
+23,999
+84% +$3.19M
EEM icon
11
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$7.19M 1.51%
167,496
+49,159
+42% +$2.12M
VIG icon
12
Vanguard Dividend Appreciation ETF
VIG
$112B
$6.59M 1.39%
59,496
+21,570
+57% +$2.32M
IJR icon
13
iShares Core S&P Small-Cap ETF
IJR
$109B
$6.33M 1.33%
72,579
+15,143
+26% +$1.33M
VUG icon
14
Vanguard Growth ETF
VUG
$216B
$6.32M 1.33%
235,446
+72,984
+45% +$1.91M
EMR icon
15
Emerson Electric
EMR
$82.9B
$6.26M 1.32%
81,707
+32,201
+65% +$2.38M
SCHD icon
16
Schwab US Dividend Equity ETF
SCHD
$103B
$6.22M 1.31%
352,059
+117,588
+50% +$2.03M
PG icon
17
Procter & Gamble
PG
$347B
$6.17M 1.3%
74,120
+29,656
+67% +$2.43M
ED icon
18
Consolidated Edison
ED
$41.3B
$5.85M 1.23%
76,769
+27,249
+55% +$2.15M
FLOT icon
19
iShares Floating Rate Bond ETF
FLOT
$10.2B
$5.79M 1.22%
113,557
+30,823
+37% +$1.57M
VTV icon
20
Vanguard Value ETF
VTV
$189B
$5.63M 1.18%
50,848
+21,016
+70% +$2.3M
BSV icon
21
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.51M 1.16%
70,637
+26,657
+61% +$2.08M
AAPL icon
22
Apple
AAPL
$4.93T
$5.32M 1.12%
94,212
-23,564
-20% -$1.23M
AOR icon
23
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.64B
$5.3M 1.12%
+117,385
New +$5.26M
IWF icon
24
iShares Russell 1000 Growth ETF
IWF
$120B
$5.23M 1.1%
134,024
+56,036
+72% +$2.12M
MCD icon
25
McDonald's
MCD
$192B
$5.15M 1.08%
30,769
+6,224
+25% +$997K
1
2 3 4 5

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MCWS
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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Regal Investment Advisors held 348 positions worth $475M, up 44% from $329M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $131M of net new capital in Q3 2018, opening 87 new positions and adding to 181 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.

By sector, the portfolio is most concentrated in Healthcare at 8.8% of assets, up from 6.4% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $2.2M trimmed.

  • Regal Investment Advisors's largest Q3 2018 buy was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.28M increase.
  • Regal Investment Advisors's biggest Q3 2018 reduction was Mastercard, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited La-Z-Boy in Q3 2018, selling an estimated $2.82M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $475M portfolio in Q3 2018.
  • Regal Investment Advisors opened 87 new positions and closed 29 in Q3 2018.
  • Regal Investment Advisors's portfolio value rose 44% quarter-over-quarter to $475M.

Based on Regal Investment Advisors's 13F filing for Q3 2018, filed 5 Nov 2018.