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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
1
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$15.2M 3.94%
179,987
+63,428
+54% +$5.37M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$8.22M 2.13%
40,347
+3,443
+9% +$707K
USMV icon
3
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$7.4M 1.92%
176,870
-3,318
-2% -$138K
LZB icon
4
La-Z-Boy
LZB
$1.59B
$6.85M 1.78%
280,474
+6,234
+2% +$167K
VTI icon
5
Vanguard Total Stock Market ETF
VTI
$654B
$6.71M 1.74%
64,299
-21,189
-25% -$2.23M
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$138B
$6.22M 1.61%
57,624
+7,820
+16% +$851K
QQQ icon
7
Invesco QQQ Trust
QQQ
$450B
$5.96M 1.55%
53,284
+42,879
+412% +$4.78M
VEA icon
8
Vanguard FTSE Developed Markets ETF
VEA
$226B
$5.88M 1.53%
160,209
+32,275
+25% +$1.21M
PFF icon
9
iShares Preferred and Income Securities ETF
PFF
$13.1B
$5.77M 1.5%
148,489
+11,799
+9% +$459K
LQD icon
10
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$5.7M 1.48%
49,989
+14,279
+40% +$1.65M
EFA icon
11
iShares MSCI EAFE ETF
EFA
$76.4B
$5.5M 1.43%
93,706
-731
-0.8% -$44K
EEM icon
12
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$4.87M 1.26%
151,270
+932
+0.6% +$32K
LOW icon
13
Lowe's Companies
LOW
$116B
$4.67M 1.21%
61,379
+936
+2% +$69.5K
T icon
14
AT&T
T
$165B
$4.42M 1.15%
170,008
+16,776
+11% +$426K
SCAI
15
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$4.35M 1.13%
+109,327
New +$3.8M
IWV icon
16
iShares Russell 3000 ETF
IWV
$19.4B
$3.98M 1.03%
33,118
+15,000
+83% +$1.82M
IWM icon
17
iShares Russell 2000 ETF
IWM
$79.8B
$3.9M 1.01%
34,599
+86
+0.2% +$9.92K
GILD icon
18
Gilead Sciences
GILD
$161B
$3.85M 1%
38,055
+2,311
+6% +$240K
ALK icon
19
Alaska Air
ALK
$5.15B
$3.85M 1%
47,816
+3,248
+7% +$257K
ABBV icon
20
AbbVie
ABBV
$458B
$3.85M 1%
64,968
+10,631
+20% +$612K
ESRX
21
DELISTED
Express Scripts Holding Company
ESRX
$3.83M 0.99%
43,763
+3,032
+7% +$260K
MCD icon
22
McDonald's
MCD
$188B
$3.82M 0.99%
32,334
+2,381
+8% +$266K
AAPL icon
23
Apple
AAPL
$4.89T
$3.81M 0.99%
144,940
+15,044
+12% +$430K
BRK.B icon
24
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.77M 0.98%
28,524
+2,251
+9% +$302K
KFRC icon
25
Kforce
KFRC
$983M
$3.73M 0.97%
147,587
+8,718
+6% +$231K
1
2 3 4 5

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MCWS
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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.