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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$861B
$77.6M 5.84%
131,903
-3,413
-3% -$2.02M
QQQ icon
2
Invesco QQQ Trust
QQQ
$437B
$33.1M 2.49%
64,741
+1,378
+2% +$697K
AAPL icon
3
Apple
AAPL
$5.01T
$32.2M 2.42%
128,491
-5,618
-4% -$1.32M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$24.5M 1.84%
41,876
+953
+2% +$561K
MSFT icon
5
Microsoft
MSFT
$2.93T
$23.8M 1.79%
56,547
-3,860
-6% -$1.64M
LQD icon
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$22M 1.66%
206,272
+10,221
+5% +$1.12M
FTCS icon
7
First Trust Capital Strength ETF
FTCS
$8.1B
$21.6M 1.62%
245,757
+14,614
+6% +$1.33M
SCHD icon
8
Schwab US Dividend Equity ETF
SCHD
$105B
$21.4M 1.61%
783,827
+69,818
+10% +$1.98M
ABBV icon
9
AbbVie
ABBV
$471B
$20.4M 1.53%
114,779
+3,032
+3% +$557K
IUSB icon
10
iShares Core Universal USD Bond ETF
IUSB
$42.9B
$19.5M 1.46%
430,820
-37,271
-8% -$1.71M
VUG icon
11
Vanguard Growth ETF
VUG
$213B
$18.5M 1.39%
270,660
-28,110
-9% -$1.89M
QUAL icon
12
iShares MSCI USA Quality Factor ETF
QUAL
$45.9B
$17M 1.27%
95,256
+1,251
+1% +$227K
PG icon
13
Procter & Gamble
PG
$338B
$16.3M 1.23%
97,273
+558
+0.6% +$95K
NVDA icon
14
NVIDIA
NVDA
$4.62T
$15.8M 1.19%
117,684
-2,358
-2% -$325K
GSLC icon
15
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$14.6M 1.1%
126,674
-5,221
-4% -$607K
VEA icon
16
Vanguard FTSE Developed Markets ETF
VEA
$223B
$14.2M 1.07%
297,565
+21,328
+8% +$1.07M
IJR icon
17
iShares Core S&P Small-Cap ETF
IJR
$109B
$14M 1.05%
121,813
+5,999
+5% +$717K
IVW icon
18
iShares S&P 500 Growth ETF
IVW
$70.7B
$13.6M 1.02%
133,491
-5,829
-4% -$582K
VIG icon
19
Vanguard Dividend Appreciation ETF
VIG
$112B
$13.4M 1.01%
68,460
-625
-0.9% -$125K
JNJ icon
20
Johnson & Johnson
JNJ
$646B
$13.1M 0.99%
90,923
-508
-0.6% -$78.7K
EMR icon
21
Emerson Electric
EMR
$81.4B
$10.7M 0.8%
85,984
-1,806
-2% -$219K
CVX icon
22
Chevron
CVX
$384B
$10.2M 0.77%
70,323
+12,599
+22% +$1.93M
PFF icon
23
iShares Preferred and Income Securities ETF
PFF
$13.1B
$10.1M 0.76%
322,066
-13,745
-4% -$449K
AFL icon
24
Aflac
AFL
$66B
$10.1M 0.76%
97,214
+625
+0.6% +$68.2K
DYNF icon
25
BlackRock US Equity Factor Rotation ETF
DYNF
$37.5B
$10M 0.75%
195,428
-9,516
-5% -$490K
1
2 3 4 5

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PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
VCA
Verdence Capital Advisors Hunt Valley, Maryland $1.72B AUM 24.88% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
MSR
Main Street Research Lakeville, Connecticut $1.72B AUM 48.78% 1-Year Est. Return

Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.