We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$14M 14.21%
107,775
-37,414
-26% -$4.98M
VEA icon
2
Vanguard FTSE Developed Markets ETF
VEA
$223B
$9.56M 9.69%
194,718
-64,280
-25% -$3.14M
SCHD icon
3
Schwab US Dividend Equity ETF
SCHD
$104B
$8.96M 9.08%
368,616
-19,344
-5% -$440K
VUG icon
4
Vanguard Growth ETF
VUG
$212B
$8.94M 9.06%
208,764
-7,578
-4% -$324K
IVV icon
5
iShares Core S&P 500 ETF
IVV
$858B
$6.52M 6.61%
16,385
-97,827
-86% -$37.9M
VWO icon
6
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$5.72M 5.8%
109,925
-27,776
-20% -$1.48M
IJR icon
7
iShares Core S&P Small-Cap ETF
IJR
$109B
$4.86M 4.93%
44,801
-46,628
-51% -$4.88M
BSV icon
8
Vanguard Short-Term Bond ETF
BSV
$44.7B
$4.14M 4.2%
50,412
-11,623
-19% -$960K
MUB icon
9
iShares National Muni Bond ETF
MUB
$45.2B
$3.78M 3.83%
32,572
-7,974
-20% -$930K
IJH icon
10
iShares Core S&P Mid-Cap ETF
IJH
$121B
$3.19M 3.23%
61,290
-21,515
-26% -$1.07M
VOT icon
11
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
$3.08M 3.12%
14,368
-6,321
-31% -$1.37M
VOE icon
12
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$2.78M 2.82%
20,629
-11,594
-36% -$1.48M
VNQ icon
13
Vanguard Real Estate ETF
VNQ
$39.9B
$2.45M 2.49%
26,718
-26,829
-50% -$2.36M
FLOT icon
14
iShares Floating Rate Bond ETF
FLOT
$10.2B
$2.36M 2.39%
46,419
-29,183
-39% -$1.48M
JNK icon
15
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$2.3M 2.33%
21,133
-4,673
-18% -$508K
PFF icon
16
iShares Preferred and Income Securities ETF
PFF
$13.1B
$2.19M 2.21%
56,902
-222,727
-80% -$8.45M
IWC icon
17
iShares Micro-Cap ETF
IWC
$1.42B
$2.18M 2.21%
14,841
-2,146
-13% -$307K
VWOB icon
18
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.14B
$2.15M 2.18%
27,747
-5
-0% -$398
VSS icon
19
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11B
$1.8M 1.82%
14,000
-1,846
-12% -$234K
GNR icon
20
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
$1.65M 1.67%
32,779
-1,948
-6% -$95.7K
GOVT icon
21
iShares US Treasury Bond ETF
GOVT
$43.7B
$1.41M 1.43%
53,690
-113,710
-68% -$3.04M
FM
22
DELISTED
iShares Frontier and Select EM ETF
FM
$1.19M 1.21%
40,481
-1,458
-3% -$42.8K
SHM icon
23
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.05M 1.07%
21,286
-808
-4% -$40.1K
VNQI icon
24
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$670K 0.68%
12,019
-234
-2% -$12.8K
HYMB icon
25
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$592K 0.6%
19,972
-59,540
-75% -$1.77M
1
2 3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.