We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$878B
$79.6M 5.18%
118,892
+6,366
+6% +$4.1M
QQQ icon
2
Invesco QQQ Trust
QQQ
$453B
$37.8M 2.46%
62,938
+941
+2% +$539K
AAPL icon
3
Apple
AAPL
$4.54T
$32.6M 2.12%
127,944
+3,845
+3% +$869K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$31.6M 2.06%
47,459
+1,501
+3% +$962K
SCHD icon
5
Schwab US Dividend Equity ETF
SCHD
$103B
$27.4M 1.78%
1,003,845
+7,300
+0.7% +$199K
MSFT icon
6
Microsoft
MSFT
$3.45T
$27.4M 1.78%
52,890
+1,317
+3% +$672K
LQD icon
7
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$25.1M 1.63%
224,987
+15,773
+8% +$1.73M
FTCS icon
8
First Trust Capital Strength ETF
FTCS
$7.91B
$24.6M 1.6%
262,228
+3,944
+2% +$364K
VUG icon
9
Vanguard Morningstar Growth ETF
VUG
$220B
$23.4M 1.52%
292,500
+7,746
+3% +$592K
NVDA icon
10
NVIDIA
NVDA
$4.86T
$23.4M 1.52%
125,238
+9,810
+8% +$1.71M
IUSB icon
11
iShares Core Universal USD Bond ETF
IUSB
$42.9B
$18.2M 1.18%
388,894
-37,179
-9% -$1.72M
VEA icon
12
Vanguard FTSE Developed Markets ETF
VEA
$229B
$17.5M 1.14%
292,705
+11,513
+4% +$671K
ABBV icon
13
AbbVie
ABBV
$443B
$16.5M 1.07%
71,075
-7,644
-10% -$1.56M
DYNF icon
14
BlackRock US Equity Factor Rotation ETF
DYNF
$38.4B
$16.1M 1.05%
271,449
+54,940
+25% +$3.12M
IVW icon
15
iShares S&P 500 Growth ETF
IVW
$73.8B
$16M 1.04%
132,269
+2,056
+2% +$236K
OEF icon
16
iShares S&P 100 ETF
OEF
$20.1B
$15M 0.97%
44,978
+19,599
+77% +$6.23M
IJR icon
17
iShares Core S&P Small-Cap ETF
IJR
$109B
$14.2M 0.92%
119,094
-1,377
-1% -$158K
QUAL icon
18
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
$14.1M 0.92%
72,509
-23,198
-24% -$4.35M
JNJ icon
19
Johnson & Johnson
JNJ
$618B
$13.3M 0.87%
71,870
+822
+1% +$141K
GSLC icon
20
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$13M 0.85%
99,965
-3,630
-4% -$457K
IVE icon
21
iShares S&P 500 Value ETF
IVE
$49B
$12.8M 0.84%
62,201
+5,648
+10% +$1.13M
EFV icon
22
iShares MSCI EAFE Value ETF
EFV
$28.8B
$12.8M 0.83%
188,622
-27,411
-13% -$1.81M
VYMI icon
23
Vanguard International High Dividend Yield ETF
VYMI
$20.6B
$12.6M 0.82%
148,585
+28,452
+24% +$2.36M
VWO icon
24
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$12.3M 0.8%
226,705
+5,781
+3% +$298K
IEFA icon
25
iShares Core MSCI EAFE ETF
IEFA
$190B
$12.3M 0.8%
140,512
+15,878
+13% +$1.35M
1
2 3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.