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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
233
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
1
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$9.91M 2.57%
116,559
+106,055
+1,010% +$9M
MBB icon
2
iShares MBS ETF
MBB
$39B
$8.69M 2.26%
79,302
+50,676
+177% +$5.53M
VTI icon
3
Vanguard Total Stock Market ETF
VTI
$654B
$8.44M 2.19%
85,488
+80,133
+1,496% +$8.41M
LZB icon
4
La-Z-Boy
LZB
$1.59B
$7.28M 1.89%
274,240
– –
USMV icon
5
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$7.13M 1.85%
180,188
-858
-0.5% -$35.1K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$7.07M 1.84%
36,904
+8,373
+29% +$1.7M
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.46M 1.42%
49,804
+1,061
+2% +$116K
EFA icon
8
iShares MSCI EAFE ETF
EFA
$76.4B
$5.41M 1.4%
94,437
-21,651
-19% -$1.34M
PFF icon
9
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.28M 1.37%
136,690
+4,842
+4% +$189K
EEM icon
10
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$4.93M 1.28%
150,338
-51,848
-26% -$1.83M
VEA icon
11
Vanguard FTSE Developed Markets ETF
VEA
$226B
$4.56M 1.18%
127,934
+28,765
+29% +$1.1M
IJR icon
12
iShares Core S&P Small-Cap ETF
IJR
$109B
$4.36M 1.13%
81,894
+11,210
+16% +$636K
LOW icon
13
Lowe's Companies
LOW
$116B
$4.17M 1.08%
60,443
+5,953
+11% +$409K
LQD icon
14
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$4.14M 1.08%
35,710
-678
-2% -$78.4K
TLT icon
15
iShares 20+ Year Treasury Bond ETF
TLT
$42.6B
$3.83M 0.99%
31,013
+3,906
+14% +$474K
T icon
16
AT&T
T
$165B
$3.77M 0.98%
153,232
+8,131
+6% +$207K
IWM icon
17
iShares Russell 2000 ETF
IWM
$79.8B
$3.77M 0.98%
34,513
-10,274
-23% -$1.22M
KFRC icon
18
Kforce
KFRC
$983M
$3.65M 0.95%
+138,869
New +$3.55M
AAPL icon
19
Apple
AAPL
$4.89T
$3.58M 0.93%
129,896
+20,832
+19% +$611K
ALK icon
20
Alaska Air
ALK
$5.15B
$3.54M 0.92%
44,568
+1,775
+4% +$136K
GILD icon
21
Gilead Sciences
GILD
$161B
$3.51M 0.91%
35,744
+3,155
+10% +$350K
BRK.B icon
22
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.42M 0.89%
26,273
+155
+0.6% +$21.2K
MDY icon
23
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.42M 0.89%
13,724
+1,359
+11% +$360K
ESRX
24
DELISTED
Express Scripts Holding Company
ESRX
$3.3M 0.86%
40,731
+1,824
+5% +$159K
NUE icon
25
Nucor
NUE
$56.4B
$3.25M 0.84%
86,468
+13,269
+18% +$569K
1
2 3 4 5

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MCWS
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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.