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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.92B
1-Year Est. Return 23.13%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+23.13%
3 Year Est. Return
+64.69%
5 Year Est. Return
+66.51%
10 Year Est. Return
+212.75%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.99M
Cap. Flow %
-1.17%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.15%
2 Healthcare 8.1%
3 Technology 7.07%
4 Consumer Staples 6.95%
5 Industrials 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$836B
$18.7M 3.65%
62,725
-77
-0.1% -$22.9K
LQD icon
2
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
$14.2M 2.77%
111,397
+10,469
+10% +$1.32M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$798B
$10.9M 2.13%
36,849
+600
+2% +$177K
PG icon
4
Procter & Gamble
PG
$341B
$9.95M 1.94%
79,993
-6,399
-7% -$756K
VEA icon
5
Vanguard FTSE Developed Markets ETF
VEA
$233B
$9.35M 1.82%
227,610
+3,534
+2% +$144K
PFF icon
6
iShares Preferred and Income Securities ETF
PFF
$12.6B
$9.33M 1.82%
248,550
-10,365
-4% -$386K
T icon
7
AT&T
T
$184B
$8.61M 1.68%
301,203
-27,039
-8% -$716K
MSFT icon
8
Microsoft
MSFT
$3.7T
$8.31M 1.62%
59,800
-4,262
-7% -$586K
EMR icon
9
Emerson Electric
EMR
$82B
$8.12M 1.58%
121,442
-4,902
-4% -$308K
ED icon
10
Consolidated Edison
ED
$39B
$8.06M 1.57%
85,366
-4,453
-5% -$395K
JNJ icon
11
Johnson & Johnson
JNJ
$642B
$7.77M 1.52%
60,046
-2,850
-5% -$375K
VIG icon
12
Vanguard Dividend Appreciation ETF
VIG
$111B
$7.55M 1.47%
63,177
-2,760
-4% -$326K
ABBV icon
13
AbbVie
ABBV
$464B
$7.54M 1.47%
99,578
-952
-0.9% -$65.3K
AAPL icon
14
Apple
AAPL
$4.82T
$7.31M 1.43%
130,632
-9,532
-7% -$498K
VUG icon
15
Vanguard Morningstar Growth ETF
VUG
$224B
$6.65M 1.3%
239,796
-1,992
-0.8% -$55.3K
SCHD icon
16
Schwab US Dividend Equity ETF
SCHD
$112B
$6.64M 1.3%
363,666
-2,655
-0.7% -$47.5K
EEM icon
17
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$6.51M 1.27%
159,368
-4,995
-3% -$206K
AEP icon
18
American Electric Power
AEP
$65.7B
$6.01M 1.17%
64,200
-7,868
-11% -$715K
IJR icon
19
iShares Core S&P Small-Cap ETF
IJR
$106B
$5.88M 1.15%
75,532
+2,137
+3% +$165K
VNQ icon
20
Vanguard Real Estate ETF
VNQ
$37.1B
$5.73M 1.12%
61,448
-1,492
-2% -$135K
VTV icon
21
Vanguard Morningstar Value ETF
VTV
$190B
$5.64M 1.1%
50,521
-1,453
-3% -$161K
VWO icon
22
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$5.06M 0.99%
125,576
+3,818
+3% +$158K
IWF icon
23
iShares Russell 1000 Growth ETF
IWF
$123B
$4.84M 0.94%
121,292
-14,716
-11% -$590K
BSV icon
24
Vanguard Short-Term Bond ETF
BSV
$46.2B
$4.73M 0.92%
58,541
-8,431
-13% -$680K
DIS icon
25
Walt Disney
DIS
$184B
$4.54M 0.89%
34,839
-980
-3% -$136K
1
2 3 4 5

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Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, up from 52% a quarter earlier, followed by Healthcare and Technology.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.