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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$449M
AUM Growth
+$20M
Cap. Flow
+$51.1K
Cap. Flow %
0.01%
Top 10 Hldgs %
19.68%
Holding
310
New
32
Increased
142
Reduced
99
Closed
24

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.08M
2
SRCL
Stericycle Inc
SRCL
+$2.06M
3
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$1.9M
4
MAT icon
Mattel
MAT
+$1.87M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.37M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.08M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.97M
3
GBX icon
The Greenbrier Companies
GBX
+$2.36M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.24M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Healthcare 5.96%
3 Technology 5.38%
4 Consumer Staples 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$14.7M 3.29%
54,835
-8,559
-14% -$2.24M
IJR icon
2
iShares Core S&P Small-Cap ETF
IJR
$109B
$10.1M 2.24%
130,846
-625
-0.5% -$47.1K
LQD icon
3
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$10M 2.23%
82,293
+7,905
+11% +$956K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$9.59M 2.14%
35,946
-324
-0.9% -$84.3K
ABBV icon
5
AbbVie
ABBV
$458B
$7.83M 1.75%
80,995
-3,733
-4% -$352K
VEA icon
6
Vanguard FTSE Developed Markets ETF
VEA
$226B
$7.75M 1.73%
172,746
+1,871
+1% +$82.7K
PFF icon
7
iShares Preferred and Income Securities ETF
PFF
$13.2B
$7.46M 1.66%
195,947
+14,626
+8% +$562K
EEM icon
8
iShares MSCI Emerging Markets ETF
EEM
$28B
$7.16M 1.6%
151,969
+2,941
+2% +$136K
T icon
9
AT&T
T
$165B
$6.86M 1.53%
233,450
+20,895
+10% +$571K
MSFT icon
10
Microsoft
MSFT
$2.84T
$6.83M 1.52%
79,896
+7,137
+10% +$585K
ED icon
11
Consolidated Edison
ED
$41.6B
$6.43M 1.43%
75,708
+5,686
+8% +$489K
MCD icon
12
McDonald's
MCD
$188B
$6.05M 1.35%
35,137
+1,833
+6% +$308K
DD icon
13
DuPont de Nemours
DD
$18.6B
$5.98M 1.33%
33,170
+69
+0.2% +$12.4K
AAPL icon
14
Apple
AAPL
$4.89T
$5.92M 1.32%
139,848
-7,784
-5% -$325K
JNJ icon
15
Johnson & Johnson
JNJ
$635B
$5.7M 1.27%
40,784
+4,211
+12% +$587K
IJH icon
16
iShares Core S&P Mid-Cap ETF
IJH
$123B
$5.68M 1.27%
149,660
+2,270
+2% +$83.9K
EMR icon
17
Emerson Electric
EMR
$82.9B
$5.66M 1.26%
81,155
+6,882
+9% +$446K
VIG icon
18
Vanguard Dividend Appreciation ETF
VIG
$111B
$5.65M 1.26%
55,379
+5,971
+12% +$588K
PG icon
19
Procter & Gamble
PG
$343B
$5.53M 1.23%
60,232
+7,578
+14% +$682K
VUG icon
20
Vanguard Growth ETF
VUG
$216B
$5.37M 1.2%
228,984
-5,898
-3% -$135K
SCHD icon
21
Schwab US Dividend Equity ETF
SCHD
$102B
$5.34M 1.19%
312,837
-14,583
-4% -$240K
BSV icon
22
Vanguard Short-Term Bond ETF
BSV
$44.6B
$4.99M 1.11%
63,070
+6,163
+11% +$490K
VWO icon
23
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.75M 1.06%
103,525
-14,569
-12% -$651K
MO icon
24
Altria Group
MO
$122B
$4.69M 1.05%
65,675
+1,595
+2% +$107K
VNQ icon
25
Vanguard Real Estate ETF
VNQ
$39.9B
$4.52M 1.01%
54,422
+10,197
+23% +$855K
1
2 3 4 5

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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Regal Investment Advisors held 310 positions worth $449M, up 4.7% from $429M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2017 filing shows 32 new, 142 increased, 99 reduced and 24 closed positions. Its largest new stake was Oracle: 42,436 shares worth $2.01M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.

  • Regal Investment Advisors's largest Q4 2017 buy was Oracle: 42,436 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2017, an estimated $1.37M increase.
  • Regal Investment Advisors's biggest Q4 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $2.24M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q4 2017, selling an estimated $6.08M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $449M portfolio in Q4 2017.
  • Regal Investment Advisors opened 32 new positions and closed 24 in Q4 2017.
  • Regal Investment Advisors's portfolio value rose 4.7% quarter-over-quarter to $449M.

Based on Regal Investment Advisors's 13F filing for Q4 2017, filed 6 Feb 2018.