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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$68.1M
AUM Growth
-$488M
Cap. Flow
-$472M
Cap. Flow %
-692.75%
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$386K
2
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$19.4K
3
FM
iShares Frontier and Select EM ETF
FM
+$14.9K
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$12.4K
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$9.71K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
3
AAPL icon
Apple
AAPL
+$9.63M
4
PG icon
Procter & Gamble
PG
+$9.52M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$10.6M 15.58%
85,855
-29,400
-26% -$3.75M
VEA icon
2
Vanguard FTSE Developed Markets ETF
VEA
$223B
$6.39M 9.39%
191,630
-36,690
-16% -$1.47M
VUG icon
3
Vanguard Morningstar Growth ETF
VUG
$212B
$5.87M 8.62%
224,778
-11,712
-5% -$351K
SCHD icon
4
Schwab US Dividend Equity ETF
SCHD
$104B
$5.75M 8.44%
383,205
+21,489
+6% +$386K
IVV icon
5
iShares Core S&P 500 ETF
IVV
$858B
$4.17M 6.13%
16,140
-48,400
-75% -$14.8M
VWO icon
6
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$3.65M 5.37%
108,876
-17,185
-14% -$701K
BSV icon
7
Vanguard Short-Term Bond ETF
BSV
$44.7B
$3.36M 4.94%
40,888
-18,945
-32% -$1.54M
MUB icon
8
iShares National Muni Bond ETF
MUB
$45.2B
$3.16M 4.64%
27,926
-4,587
-14% -$524K
IJR icon
9
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.76M 4.06%
49,244
-27,115
-36% -$2.02M
FLOT icon
10
iShares Floating Rate Bond ETF
FLOT
$10.2B
$2.18M 3.2%
44,673
-47,966
-52% -$2.4M
IJH icon
11
iShares Core S&P Mid-Cap ETF
IJH
$121B
$1.96M 2.88%
68,240
-13,340
-16% -$496K
VOT icon
12
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$1.87M 2.75%
14,753
-5,684
-28% -$863K
JNK icon
13
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.81M 2.66%
19,107
-4,017
-17% -$422K
VWOB icon
14
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.14B
$1.78M 2.62%
25,344
+158
+0.6% +$12.4K
VOE icon
15
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$1.78M 2.61%
21,875
-4,691
-18% -$505K
PFF icon
16
iShares Preferred and Income Securities ETF
PFF
$13.1B
$1.76M 2.59%
55,394
-189,835
-77% -$6.81M
VNQ icon
17
Vanguard Real Estate ETF
VNQ
$39.9B
$1.74M 2.55%
24,880
-39,532
-61% -$3.47M
GOVT icon
18
iShares US Treasury Bond ETF
GOVT
$43.7B
$1.37M 2.01%
48,759
-8,470
-15% -$227K
IWC icon
19
iShares Micro-Cap ETF
IWC
$1.42B
$1.14M 1.67%
16,999
-458
-3% -$40.4K
SHM icon
20
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$962K 1.41%
19,673
-754
-4% -$36.9K
VSS icon
21
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11B
$920K 1.35%
11,761
-2,043
-15% -$203K
GNR icon
22
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
$866K 1.27%
28,003
+493
+2% +$19.4K
FM
23
DELISTED
iShares Frontier and Select EM ETF
FM
$753K 1.11%
35,254
+540
+2% +$14.9K
HYMB icon
24
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$568K 0.83%
20,774
+336
+2% +$9.71K
VNQI icon
25
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$429K 0.63%
10,000
-374
-4% -$20.1K
1
2 3 4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
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DF
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Regal Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.

  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
  • Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
  • Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
  • Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
  • Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
  • Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.