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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$14.4M 3.55%
117,999
+576
+0.5% +$69.9K
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$138B
$8.24M 2.04%
73,930
+15,949
+28% +$1.77M
LZB icon
3
La-Z-Boy
LZB
$1.62B
$7.68M 1.9%
273,290
-286,028
-51% -$7.6M
USMV icon
4
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$7.48M 1.85%
181,322
+24,583
+16% +$1.01M
TLT icon
5
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
$7.28M 1.8%
55,686
-25,461
-31% -$3.32M
VNQ icon
6
Vanguard Real Estate ETF
VNQ
$39.8B
$7.25M 1.79%
86,002
+5,675
+7% +$482K
IVV icon
7
iShares Core S&P 500 ETF
IVV
$869B
$7.12M 1.76%
34,245
+1,983
+6% +$412K
EFA icon
8
iShares MSCI EAFE ETF
EFA
$76.8B
$6.22M 1.54%
97,005
+21,534
+29% +$1.36M
EEM icon
9
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$6.21M 1.53%
154,623
+24,248
+19% +$965K
QQQ icon
10
Invesco QQQ Trust
QQQ
$449B
$5.4M 1.34%
51,178
+6,305
+14% +$662K
IJH icon
11
iShares Core S&P Mid-Cap ETF
IJH
$123B
$5.39M 1.33%
177,360
+141,225
+391% +$4.18M
PFF icon
12
iShares Preferred and Income Securities ETF
PFF
$13.2B
$4.84M 1.19%
120,572
+21,222
+21% +$846K
IWM icon
13
iShares Russell 2000 ETF
IWM
$80.3B
$4.47M 1.1%
35,959
-210
-0.6% -$25.3K
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$4.35M 1.07%
21,078
+257
+1% +$53K
PSK icon
15
State Street SPDR ICE Preferred Securities ETF
PSK
$691M
$4.19M 1.03%
93,106
+374
+0.4% +$16.7K
LOW icon
16
Lowe's Companies
LOW
$119B
$3.94M 0.97%
52,942
+1,515
+3% +$109K
VEA icon
17
Vanguard FTSE Developed Markets ETF
VEA
$227B
$3.7M 0.91%
92,909
+797
+0.9% +$31.2K
BRK.B icon
18
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.65M 0.9%
25,259
+1,704
+7% +$251K
T icon
19
AT&T
T
$167B
$3.54M 0.87%
143,612
+7,784
+6% +$198K
IDV icon
20
iShares International Select Dividend ETF
IDV
$8.24B
$3.45M 0.85%
102,503
+6,301
+7% +$217K
MDY icon
21
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$3.41M 0.84%
12,293
+220
+2% +$59.3K
DOC icon
22
Healthpeak Properties
DOC
$15.5B
$3.37M 0.83%
85,618
+6,522
+8% +$262K
ABT icon
23
Abbott
ABT
$182B
$3.33M 0.82%
71,895
-2,842
-4% -$131K
DKS icon
24
Dick's Sporting Goods
DKS
$18.4B
$3.29M 0.81%
57,683
+1,998
+4% +$110K
CACC icon
25
Credit Acceptance
CACC
$5.78B
$3.29M 0.81%
16,853
+1,263
+8% +$214K
1
2 3 4 5

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MCWS
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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.