Regal Investment Advisors’s Polaris PII Stock Holding History

Regal Investment Advisors’s Portfolio PII Stock Details PII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-20,027	Closed	-$1.68M	–	272
2017 Q1	$1.68M	Sell	20,027 -2,776	-12%	-$239K	0.44%	79
2016 Q4	$1.88M	Sell	22,803 -340	-1%	-$27.7K	0.52%	70
2016 Q3	$1.79M	Sell	23,143 -2,141	-8%	-$186K	0.51%	69
2016 Q2	$2.07M	Sell	25,284 -862	-3%	-$76.4K	0.57%	72
2016 Q1	$2.58M	Buy	26,146 +210	+0.8%	+$18.2K	0.7%	62
2015 Q4	$2.23M	Buy	25,936 +3,129	+14%	+$332K	0.58%	68
2015 Q3	$2.73M	Buy	22,807 +1,647	+8%	+$224K	0.71%	47
2015 Q2	$3.13M	Buy	21,160 +1,670	+9%	+$240K	0.85%	30
2015 Q1	$2.75M	Buy	+19,490	New	+$2.87M	0.68%	49
2014 Q1	–	Sell	-96	Closed	-$14K	–	930
2013 Q4	$14K	Buy	+96	New	+$12.9K	0.01%	524

Other funds holding PII

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Manulife (Manufacturers Life Insurance)

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janus Henderson Group

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Capital Research Global Investors

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Southernsun Asset Management Memphis, Tennessee $690M AUM 30.68% 1-Year Est. Return

Kiltearn Partners Edinburgh, United Kingdom $372M AUM 18.16% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return