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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$871B
$45.9M 4.46%
106,593
-1,495
-1% -$662K
FTCS icon
2
First Trust Capital Strength ETF
FTCS
$8.03B
$22.6M 2.19%
301,839
+13,949
+5% +$1.09M
AAPL icon
3
Apple
AAPL
$4.99T
$19.4M 1.88%
137,001
+839
+0.6% +$124K
LQD icon
4
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$19M 1.84%
142,905
+2,971
+2% +$402K
MSFT icon
5
Microsoft
MSFT
$2.92T
$17.6M 1.7%
62,310
-838
-1% -$244K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$16.7M 1.62%
38,918
+1,318
+4% +$581K
ONEQ icon
7
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$15.6M 1.51%
277,081
+16,794
+6% +$969K
QQQ icon
8
Invesco QQQ Trust
QQQ
$445B
$15.2M 1.48%
42,581
-1,375
-3% -$506K
USMV icon
9
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$14.9M 1.45%
202,942
+6,831
+3% +$520K
ITOT icon
10
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$13.6M 1.32%
138,734
+5,792
+4% +$586K
VUG icon
11
Vanguard Growth ETF
VUG
$216B
$12M 1.17%
248,628
+30,408
+14% +$1.51M
PFF icon
12
iShares Preferred and Income Securities ETF
PFF
$13.2B
$11.3M 1.1%
291,783
+49,025
+20% +$1.92M
IAGG icon
13
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$11.3M 1.09%
204,664
+10,260
+5% +$571K
VEA icon
14
Vanguard FTSE Developed Markets ETF
VEA
$225B
$11M 1.07%
218,235
+4,850
+2% +$252K
ABBV icon
15
AbbVie
ABBV
$465B
$11M 1.07%
102,009
+2,102
+2% +$240K
ESGU icon
16
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$11M 1.07%
111,593
+17,823
+19% +$1.81M
IJR icon
17
iShares Core S&P Small-Cap ETF
IJR
$110B
$10.9M 1.06%
100,188
+3,264
+3% +$359K
ACWV icon
18
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.33B
$10.9M 1.05%
105,776
+4,757
+5% +$501K
SCHD icon
19
Schwab US Dividend Equity ETF
SCHD
$104B
$10.6M 1.03%
427,449
+38,910
+10% +$989K
GSLC icon
20
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$10.5M 1.02%
122,528
-5,629
-4% -$500K
VIG icon
21
Vanguard Dividend Appreciation ETF
VIG
$113B
$9.92M 0.96%
64,607
+2,948
+5% +$470K
JNJ icon
22
Johnson & Johnson
JNJ
$643B
$9.74M 0.95%
60,340
+4,078
+7% +$696K
PG icon
23
Procter & Gamble
PG
$347B
$9.58M 0.93%
68,548
+3,163
+5% +$448K
JSMD icon
24
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$9.09M 0.88%
140,128
+10,828
+8% +$728K
FPXI icon
25
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$265M
$9.05M 0.88%
141,280
+13,052
+10% +$879K
1
2 3 4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
VCA
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ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
MSR
Main Street Research Lakeville, Connecticut $1.72B AUM 48.78% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.