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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$404M
AUM Growth
+$20.4M
Cap. Flow
+$12.4M
Cap. Flow %
3.07%
Top 10 Hldgs %
19.6%
Holding
281
New
20
Increased
142
Reduced
87
Closed
20

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$3.82M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.29M
3
RFEU
First Trust RiverFront Dynamic Europe ETF
RFEU
+$2.84M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.41M
5
BLK icon
Blackrock
BLK
+$2.29M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$3.89M
2
STT icon
State Street
STT
+$3.03M
3
BWA icon
BorgWarner
BWA
+$2.97M
4
COF icon
Capital One
COF
+$2.97M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$2.83M

Sector Composition

Rank Sector Weight
1 Healthcare 5.09%
2 Financials 5.09%
3 Consumer Staples 4.85%
4 Consumer Discretionary 4.78%
5 Industrials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$15.2M 3.76%
62,368
+3,317
+6% +$800K
IJR icon
2
iShares Core S&P Small-Cap ETF
IJR
$109B
$9.09M 2.25%
129,633
+47,537
+58% +$3.29M
LQD icon
3
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$8.99M 2.23%
74,598
+8,794
+13% +$1.05M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$8.69M 2.15%
35,933
-2,308
-6% -$553K
PFF icon
5
iShares Preferred and Income Securities ETF
PFF
$13.2B
$7.72M 1.91%
197,056
+5,117
+3% +$199K
VEA icon
6
Vanguard FTSE Developed Markets ETF
VEA
$226B
$7.09M 1.76%
171,659
+3,751
+2% +$153K
ABBV icon
7
AbbVie
ABBV
$458B
$5.72M 1.42%
78,860
+106
+0.1% +$7.13K
AOA icon
8
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$5.67M 1.4%
109,377
+74,779
+216% +$3.82M
VWO icon
9
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$5.53M 1.37%
135,329
+26,667
+25% +$1.08M
AAPL icon
10
Apple
AAPL
$4.89T
$5.47M 1.36%
152,076
+3,624
+2% +$134K
EEM icon
11
iShares MSCI Emerging Markets ETF
EEM
$28B
$5.35M 1.32%
129,213
-100
-0.1% -$4.07K
T icon
12
AT&T
T
$165B
$5.24M 1.3%
183,988
+6,126
+3% +$181K
VUG icon
13
Vanguard Growth ETF
VUG
$216B
$5.04M 1.25%
238,278
+1,482
+0.6% +$31K
IJH icon
14
iShares Core S&P Mid-Cap ETF
IJH
$123B
$4.97M 1.23%
142,770
+33,050
+30% +$1.14M
SCHD icon
15
Schwab US Dividend Equity ETF
SCHD
$102B
$4.96M 1.23%
330,024
+13,734
+4% +$206K
ED icon
16
Consolidated Edison
ED
$41.6B
$4.94M 1.22%
61,104
+200
+0.3% +$16.2K
MCD icon
17
McDonald's
MCD
$188B
$4.92M 1.22%
32,107
-3,036
-9% -$439K
DD icon
18
DuPont de Nemours
DD
$18.6B
$4.67M 1.16%
29,246
-638
-2% -$101K
GE icon
19
GE Aerospace
GE
$367B
$4.65M 1.15%
35,955
+15,690
+77% +$2.15M
MO icon
20
Altria Group
MO
$122B
$4.54M 1.13%
61,009
-1,595
-3% -$117K
MSFT icon
21
Microsoft
MSFT
$2.84T
$4.49M 1.11%
65,178
-2,451
-4% -$168K
BSV icon
22
Vanguard Short-Term Bond ETF
BSV
$44.6B
$4.45M 1.1%
55,745
+910
+2% +$72.7K
FTA icon
23
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$4.32M 1.07%
86,093
+197
+0.2% +$9.76K
VIG icon
24
Vanguard Dividend Appreciation ETF
VIG
$111B
$4.14M 1.03%
44,713
+2,211
+5% +$203K
DIS icon
25
Walt Disney
DIS
$165B
$4.1M 1.02%
38,601
-4,120
-10% -$451K
1
2 3 4 5

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MCWS
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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q2 2017 Portfolio in Review

As of Q2 2017, Regal Investment Advisors held 281 positions worth $404M, up 5.3% from $383M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $12.4M of net new capital in Q2 2017, opening 20 new positions and adding to 142 existing holdings. Its largest new stake was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, down from 6.7% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $3.89M trimmed.

  • Regal Investment Advisors's largest Q2 2017 buy was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.
  • Regal Investment Advisors added most to iShares Core 80/20 Aggressive Allocation ETF in Q2 2017, an estimated $3.82M increase.
  • Regal Investment Advisors's biggest Q2 2017 reduction was Vanguard Total Stock Market ETF, cutting an estimated $3.89M.
  • Regal Investment Advisors fully exited State Street in Q2 2017, selling an estimated $3.03M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $404M portfolio in Q2 2017.
  • Regal Investment Advisors opened 20 new positions and closed 20 in Q2 2017.
  • Regal Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $404M.

Based on Regal Investment Advisors's 13F filing for Q2 2017, filed 10 Aug 2017.