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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.03%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.19B
AUM Growth
+$60.5M
Cap. Flow
+$13.5M
Cap. Flow %
1.13%
Top 10 Hldgs %
21.58%
Holding
556
New
48
Increased
264
Reduced
175
Closed
41

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.72M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$4.7M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$3.92M
4
DIVO icon
Amplify CWP Enhanced Dividend Income ETF
DIVO
+$3.55M
5
IVOL icon
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
+$2.99M

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.61M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.79M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.83M
4
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$2.74M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 7.48%
2 Healthcare 5.24%
3 Consumer Staples 4.57%
4 Consumer Discretionary 3.76%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$869B
$70.3M 5.89%
157,723
+1,151
+0.7% +$485K
AAPL icon
2
Apple
AAPL
$4.95T
$26.3M 2.2%
135,380
-1,666
-1% -$290K
QQQ icon
3
Invesco QQQ Trust
QQQ
$449B
$22.9M 1.92%
61,870
-877
-1% -$295K
ITOT icon
4
iShares Core S&P Total US Stock Market ETF
ITOT
$93.5B
$22.9M 1.92%
233,596
-480
-0.2% -$44.4K
MSFT icon
5
Microsoft
MSFT
$2.89T
$22.3M 1.87%
65,562
+549
+0.8% +$172K
ONEQ icon
6
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$21.5M 1.81%
398,253
-43,528
-10% -$2.17M
SCHD icon
7
Schwab US Dividend Equity ETF
SCHD
$103B
$20M 1.67%
824,856
+281,277
+52% +$6.72M
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$18.4M 1.54%
41,518
+754
+2% +$316K
LQD icon
9
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$17M 1.43%
157,271
-759
-0.5% -$82.1K
FTCS icon
10
First Trust Capital Strength ETF
FTCS
$7.89B
$15.9M 1.33%
211,995
-1,102
-0.5% -$80.7K
PFF icon
11
iShares Preferred and Income Securities ETF
PFF
$13.2B
$15.3M 1.28%
494,152
+27,696
+6% +$847K
ABBV icon
12
AbbVie
ABBV
$454B
$14.6M 1.23%
108,651
-1,807
-2% -$265K
VUG icon
13
Vanguard Growth ETF
VUG
$216B
$14.4M 1.21%
305,820
+11,868
+4% +$515K
PG icon
14
Procter & Gamble
PG
$346B
$14.2M 1.19%
93,696
+528
+0.6% +$79.6K
JNJ icon
15
Johnson & Johnson
JNJ
$641B
$13.8M 1.16%
83,606
+2,853
+4% +$460K
VOO icon
16
Vanguard S&P 500 ETF
VOO
$968B
$12.6M 1.06%
30,948
+264
+0.9% +$102K
IUSB icon
17
iShares Core Universal USD Bond ETF
IUSB
$43B
$12.4M 1.04%
272,845
+4,757
+2% +$218K
VEA icon
18
Vanguard FTSE Developed Markets ETF
VEA
$227B
$12.1M 1.01%
262,069
-6,214
-2% -$286K
VIG icon
19
Vanguard Dividend Appreciation ETF
VIG
$112B
$12M 1.01%
73,996
-1,470
-2% -$230K
GSLC icon
20
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$11.4M 0.95%
130,218
-5,676
-4% -$471K
SPGP icon
21
Invesco S&P 500 GARP ETF
SPGP
$2.22B
$11.2M 0.94%
123,340
+54,579
+79% +$4.7M
IJR icon
22
iShares Core S&P Small-Cap ETF
IJR
$110B
$10.8M 0.9%
108,238
+2,743
+3% +$261K
SRLN icon
23
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$10.8M 0.9%
257,569
+60,482
+31% +$2.5M
VYMI icon
24
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$10.1M 0.84%
159,325
+8,547
+6% +$541K
FAUG icon
25
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$9.75M 0.82%
252,396
+8,900
+4% +$329K
1
2 3 4 5

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PAIM
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MCWS
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
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VCA
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ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
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Regal Investment Advisors's Q2 2023 Portfolio in Review

As of Q2 2023, Regal Investment Advisors held 556 positions worth $1.19B, up 5.3% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q2 2023 filing shows 48 new, 264 increased, 175 reduced and 41 closed positions. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 117,982 shares worth $2.81M. The largest sale was Vanguard High Dividend Yield ETF, an estimated $7.61M.

By sector, the portfolio is most concentrated in Technology at 7.5% of assets, up from 7% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q2 2023 buy was iShares iBonds Dec 2024 Term Treasury ETF: 117,982 shares worth $2.81M.
  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q2 2023, an estimated $6.72M increase.
  • Regal Investment Advisors's biggest Q2 2023 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $7.61M.
  • Regal Investment Advisors fully exited Atlanta Braves Holdings Series A in Q2 2023, selling an estimated $2.44M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q2 2023.
  • Regal Investment Advisors opened 48 new positions and closed 41 in Q2 2023.
  • Regal Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q2 2023, filed 11 Aug 2023.