We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.92B
1-Year Est. Return 23.13%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+23.13%
3 Year Est. Return
+64.69%
5 Year Est. Return
+66.51%
10 Year Est. Return
+212.75%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.04%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.22%
2 Healthcare 7.82%
3 Industrials 6.11%
4 Energy 5.74%
5 Technology 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
1
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$4.91M 2.08%
119,690
+91,591
+326% +$3.59M
JNK icon
2
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.78B
$4.15M 1.76%
33,453
+18,643
+126% +$2.29M
VNQ icon
3
Vanguard Real Estate ETF
VNQ
$37.1B
$4.13M 1.75%
58,544
+35,976
+159% +$2.46M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$4.03M 1.71%
21,558
+17,282
+404% +$3.17M
AAPL icon
5
Apple
AAPL
$4.82T
$3.8M 1.61%
198,184
+57,344
+41% +$1.09M
EFA icon
6
iShares MSCI EAFE ETF
EFA
$77.9B
$3.46M 1.46%
51,467
+42,319
+463% +$2.8M
T icon
7
AT&T
T
$184B
$3.26M 1.38%
123,070
+19,646
+19% +$493K
SJNK icon
8
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.71B
$2.87M 1.22%
92,709
+8,572
+10% +$265K
PFF icon
9
iShares Preferred and Income Securities ETF
PFF
$12.6B
$2.79M 1.18%
71,465
-8,614
-11% -$329K
IWM icon
10
iShares Russell 2000 ETF
IWM
$76.9B
$2.73M 1.15%
23,431
+22,530
+2,501% +$2.6M
XLF icon
11
State Street Financial Select Sector SPDR ETF
XLF
$54.2B
$2.72M 1.15%
138,849
+134,396
+3,018% +$2.57M
IVV icon
12
iShares Core S&P 500 ETF
IVV
$837B
$2.69M 1.14%
14,322
-4,265
-23% -$788K
VEA icon
13
Vanguard FTSE Developed Markets ETF
VEA
$233B
$2.67M 1.13%
64,799
-3,951
-6% -$162K
XLB icon
14
State Street Materials Select Sector SPDR ETF
XLB
$8.38B
$2.61M 1.11%
110,440
+106,740
+2,885% +$2.45M
VTV icon
15
Vanguard Morningstar Value ETF
VTV
$190B
$2.56M 1.08%
32,749
-2,826
-8% -$214K
VTIP icon
16
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.5B
$2.49M 1.06%
50,516
+1,781
+4% +$88K
QQQ icon
17
Invesco QQQ Trust
QQQ
$474B
$2.48M 1.05%
28,311
+3,201
+13% +$283K
AAP icon
18
Advance Auto Parts
AAP
$2.67B
$2.45M 1.04%
19,377
+4,117
+27% +$499K
NEU icon
19
NewMarket
NEU
$8.14B
$2.43M 1.03%
6,225
+1,710
+38% +$606K
IWV icon
20
iShares Russell 3000 ETF
IWV
$20.1B
$2.39M 1.01%
21,294
+10,981
+106% +$1.21M
IWF icon
21
iShares Russell 1000 Growth ETF
IWF
$123B
$2.38M 1.01%
110,228
-14,924
-12% -$320K
ARLP icon
22
Alliance Resource Partners
ARLP
$3.37B
$2.37M 1%
56,296
+16,938
+43% +$685K
PSK icon
23
State Street SPDR ICE Preferred Securities ETF
PSK
$659M
$2.33M 0.99%
54,892
+2,729
+5% +$113K
BSV icon
24
Vanguard Short-Term Bond ETF
BSV
$46.2B
$2.24M 0.95%
27,951
+309
+1% +$24.8K
COP icon
25
ConocoPhillips
COP
$170B
$2.23M 0.94%
31,690
+6,420
+25% +$430K
1
2 3 4 5

Similar funds

SG
Sourcerock Group Denver, Colorado $1.92B AUM 45.54% 1-Year Est. Return
DCP
Distillate Capital Partners Chicago, Illinois $1.92B AUM 5.31% 1-Year Est. Return
EP
Eversept Partners New York $1.93B AUM 160.8% 1-Year Est. Return
SWM
Segment Wealth Management Houston, Texas $1.93B AUM 29.24% 1-Year Est. Return
SI
Standard Investments New York $1.93B AUM 6.23% 1-Year Est. Return
MFM
MHR Fund Management New York $1.92B AUM 119.57% 1-Year Est. Return
FWP
FAS Wealth Partners Leawood, Kansas $1.92B AUM 26.86% 1-Year Est. Return
GC
GMT Capital Atlanta, Georgia $1.92B AUM 70.51% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, up from 45% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.