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RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.92B
1-Year Est. Return
23.13%
This Fund
S&P 500
This Quarter
Est. Return
+11.31%
1 Year Est. Return
+23.13%
3 Year Est. Return
+64.69%
5 Year Est. Return
+66.51%
10 Year Est. Return
+212.75%
AUM
$492M
AUM Growth
+$35.5M
(+7.8%)
Cap. Flow
-$13.8M
Cap. Flow
% of AUM
-2.81%
Top 10 Holdings %
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$2.64M |
| 2 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$1.3M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$1.14M |
| 4 |
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
|
+$1.05M |
| 5 |
iShares 0-1 Year Treasury Bond ETF
SHV
|
+$1.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core 80/20 Aggressive Allocation ETF
AOA
|
+$6.77M |
| 2 |
iShares Core 60/40 Balanced Allocation ETF
AOR
|
+$5.04M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$3.51M |
| 4 |
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
|
+$2.2M |
| 5 |
iShares Core Moderate Allocation ETF
AOM
|
+$1.18M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.44% |
| 2 | Healthcare | 8.12% |
| 3 | Technology | 7.89% |
| 4 | Consumer Staples | 6.26% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$837B
| $17.9M | 3.64% |
62,925
+2,364
| +4% | +$646K |
|
2
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
| $11.8M | 2.41% |
99,471
+3,233
| +3% | +$375K |
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$799B
| $9.77M | 1.99% |
34,568
+2,142
| +7% | +$582K |
|
4
Procter & Gamble
PG
$341B
| $8.94M | 1.82% |
85,958
+5,661
| +7% | +$551K |
|
5
Vanguard FTSE Developed Markets ETF
VEA
$234B
| $8.78M | 1.79% |
214,899
-12,101
| -5% | -$484K |
|
6
Johnson & Johnson
JNJ
$644B
| $8.54M | 1.74% |
61,088
+4,165
| +7% | +$558K |
|
7
Emerson Electric
EMR
$82B
| $8.41M | 1.71% |
122,888
+8,934
| +8% | +$588K |
|
8
iShares Preferred and Income Securities ETF
PFF
$12.6B
| $8.28M | 1.68% |
226,532
+11,958
| +6% | +$430K |
|
9
Microsoft
MSFT
$3.69T
| $8.13M | 1.65% |
68,944
-1,429
| -2% | -$156K |
|
10
AbbVie
ABBV
$465B
| $7.67M | 1.56% |
95,120
+5,816
| +7% | +$476K |
|
11
AT&T
T
$183B
| $7.62M | 1.55% |
321,878
+15,567
| +5% | +$358K |
|
12
Consolidated Edison
ED
$38.9B
| $7.33M | 1.49% |
86,475
+5,419
| +7% | +$433K |
|
13
Vanguard Dividend Appreciation ETF
VIG
$111B
| $7.13M | 1.45% |
65,032
+3,221
| +5% | +$339K |
|
14
iShares MSCI Emerging Markets ETF
EEM
$30.6B
| $6.76M | 1.37% |
157,429
+1,921
| +1% | +$80.8K |
|
15
Apple
AAPL
$4.84T
| $6.63M | 1.35% |
139,728
+2,108
| +2% | +$89.4K |
|
16
Vanguard Morningstar Growth ETF
VUG
$224B
| $6.29M | 1.28% |
241,122
-8,502
| -3% | -$210K |
|
17
Schwab US Dividend Equity ETF
SCHD
$112B
| $6.25M | 1.27% |
358,359
+4,794
| +1% | +$80.6K |
|
18
American Electric Power
AEP
$65.7B
| $5.84M | 1.19% |
69,683
+6,763
| +11% | +$538K |
|
19
iShares Core S&P Small-Cap ETF
IJR
$106B
| $5.64M | 1.15% |
73,085
-1,061
| -1% | -$81.5K |
|
20
Vanguard Short-Term Bond ETF
BSV
$46.2B
| $5.31M | 1.08% |
66,717
+757
| +1% | +$59.7K |
|
21
Vanguard FTSE Emerging Markets ETF
VWO
$125B
| $5.19M | 1.06% |
122,222
+1,511
| +1% | +$62.2K |
|
22
Vanguard Morningstar Value ETF
VTV
$190B
| $5.18M | 1.05% |
48,129
+875
| +2% | +$92.1K |
|
23
McDonald's
MCD
$179B
| $4.85M | 0.99% |
25,561
-2,014
| -7% | -$365K |
|
24
iShares Russell 1000 Growth ETF
IWF
$123B
| $4.83M | 0.98% |
127,740
+3,408
| +3% | +$122K |
|
25
Vanguard Real Estate ETF
VNQ
$37.2B
| $4.74M | 0.96% |
54,544
+2,213
| +4% | +$183K |
|
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Regal Investment Advisors's Q1 2019 Portfolio in Review
As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, down from 55% a quarter earlier, followed by Healthcare and Technology.
- Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
- Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
- Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
- Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
- Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
- Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
- Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.
Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.