We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+11.31%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$10.8M
Cap. Flow %
-2.19%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$869B
$17.9M 3.64%
62,925
+2,364
+4% +$646K
LQD icon
2
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$11.8M 2.41%
99,471
+3,233
+3% +$375K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$9.77M 1.99%
34,568
+2,142
+7% +$582K
PG icon
4
Procter & Gamble
PG
$346B
$8.94M 1.82%
85,958
+5,661
+7% +$551K
VEA icon
5
Vanguard FTSE Developed Markets ETF
VEA
$227B
$8.78M 1.79%
214,899
-12,101
-5% -$484K
JNJ icon
6
Johnson & Johnson
JNJ
$641B
$8.54M 1.74%
61,088
+4,165
+7% +$558K
EMR icon
7
Emerson Electric
EMR
$83.6B
$8.41M 1.71%
122,888
+8,934
+8% +$588K
PFF icon
8
iShares Preferred and Income Securities ETF
PFF
$13.2B
$8.28M 1.68%
226,532
+11,958
+6% +$430K
MSFT icon
9
Microsoft
MSFT
$2.89T
$8.13M 1.65%
68,944
-1,429
-2% -$156K
ABBV icon
10
AbbVie
ABBV
$454B
$7.67M 1.56%
95,120
+5,816
+7% +$476K
T icon
11
AT&T
T
$167B
$7.62M 1.55%
321,878
+15,567
+5% +$358K
ED icon
12
Consolidated Edison
ED
$41.1B
$7.33M 1.49%
86,475
+5,419
+7% +$433K
VIG icon
13
Vanguard Dividend Appreciation ETF
VIG
$112B
$7.13M 1.45%
65,032
+3,221
+5% +$339K
EEM icon
14
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$6.76M 1.37%
157,429
+1,921
+1% +$80.8K
AAPL icon
15
Apple
AAPL
$4.95T
$6.63M 1.35%
139,728
+2,108
+2% +$89.4K
VUG icon
16
Vanguard Growth ETF
VUG
$216B
$6.29M 1.28%
241,122
-8,502
-3% -$210K
SCHD icon
17
Schwab US Dividend Equity ETF
SCHD
$103B
$6.25M 1.27%
358,359
+4,794
+1% +$80.6K
AEP icon
18
American Electric Power
AEP
$72.7B
$5.84M 1.19%
69,683
+6,763
+11% +$538K
IJR icon
19
iShares Core S&P Small-Cap ETF
IJR
$110B
$5.64M 1.15%
73,085
-1,061
-1% -$81.5K
BSV icon
20
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.31M 1.08%
66,717
+757
+1% +$59.7K
VWO icon
21
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$5.19M 1.06%
122,222
+1,511
+1% +$62.2K
VTV icon
22
Vanguard Value ETF
VTV
$189B
$5.18M 1.05%
48,129
+875
+2% +$92.1K
MCD icon
23
McDonald's
MCD
$192B
$4.85M 0.99%
25,561
-2,014
-7% -$365K
IWF icon
24
iShares Russell 1000 Growth ETF
IWF
$120B
$4.83M 0.98%
127,740
+3,408
+3% +$122K
VNQ icon
25
Vanguard Real Estate ETF
VNQ
$39.8B
$4.74M 0.96%
54,544
+2,213
+4% +$183K
1
2 3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
VCA
Verdence Capital Advisors Hunt Valley, Maryland $1.72B AUM 24.88% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return

Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.