Regal Investment Advisors’s Nuveen Preferred & Income Securities Fund JPS Stock Holding History

Regal Investment Advisors’s Portfolio JPS Stock Details JPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-950	Closed	-$8K	–	1020
2014 Q3	$8K	Hold	950	–	–	﹤0.01%	732
2014 Q2	$9K	Hold	950	–	–	﹤0.01%	698
2014 Q1	$8K	Hold	950	–	–	﹤0.01%	679
2013 Q4	$8K	Sell	950 -475	-33%	-$3.84K	﹤0.01%	627
2013 Q3	$12K	Hold	1,425	–	–	0.01%	573
2013 Q2	$13K	Buy	+1,425	New	+$13.2K	0.01%	545

Other funds holding JPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

GIP

Greatmark Investment Partners Columbus, Georgia $906M AUM 16.08% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Regal Investment Advisors's JPS Position: Q4 2014 in Review

Regal Investment Advisors sold out of Nuveen Preferred & Income Securities Fund (JPS) in Q4 2014, closing a stake of 950 shares — an estimated $8K sold.

Regal Investment Advisors first reported a position in JPS in Q2 2013 and held it in 6 quarters. The position peaked at $13K in Q2 2013. 93 funds tracked by Wall St. Rank hold JPS as of Q4 2014.

Regal Investment Advisors reported no remaining Nuveen Preferred & Income Securities Fund position as of Q4 2014 after selling out during the quarter.
Regal Investment Advisors sold 950 Nuveen Preferred & Income Securities Fund shares in Q4 2014, an estimated $8K.
Regal Investment Advisors first reported a position in Nuveen Preferred & Income Securities Fund in Q2 2013 and held it in 6 quarters.
Regal Investment Advisors's Nuveen Preferred & Income Securities Fund position peaked at $13K in Q2 2013.
93 funds tracked by Wall St. Rank held Nuveen Preferred & Income Securities Fund as of Q4 2014.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.