RIA
HPS

Regal Investment Advisors’s John Hancock Preferred Income Fund III HPS Stock Holding History

Regal Investment Advisors’s Portfolio HPS Stock Details HPS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-500
Closed -$9K – 955
2014
Q3 		$9K Hold
500
– – ﹤0.01% 714
2014
Q2 		$9K Hold
500
– – ﹤0.01% 688
2014
Q1 		$9K Hold
500
– – ﹤0.01% 657
2013
Q4 		$8K Hold
500
– – ﹤0.01% 617
2013
Q3 		$8K Hold
500
– – ﹤0.01% 640
2013
Q2 		$9K Buy
+500
New +$9.64K 0.01% 608

Other funds holding HPS

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SAMC
Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return
BC
Burney Company Reston, Virginia $3.71B AUM 37.66% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Regal Investment Advisors's HPS Position: Q4 2014 in Review

Regal Investment Advisors sold out of John Hancock Preferred Income Fund III (HPS) in Q4 2014, closing a stake of 500 shares — an estimated $9K sold.

Regal Investment Advisors first reported a position in HPS in Q2 2013 and held it in 6 quarters. The position peaked at $9K in Q3 2014. 41 funds tracked by Wall St. Rank hold HPS as of Q4 2014.

  • Regal Investment Advisors reported no remaining John Hancock Preferred Income Fund III position as of Q4 2014 after selling out during the quarter.
  • Regal Investment Advisors sold 500 John Hancock Preferred Income Fund III shares in Q4 2014, an estimated $9K.
  • Regal Investment Advisors first reported a position in John Hancock Preferred Income Fund III in Q2 2013 and held it in 6 quarters.
  • Regal Investment Advisors's John Hancock Preferred Income Fund III position peaked at $9K in Q3 2014.
  • 41 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2014.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.