Regal Investment Advisors’s Advent Convertible and Income Fund AVK Stock Holding History

Regal Investment Advisors’s Portfolio AVK Stock Details AVK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-308	Closed	-$3K	–	304
2015 Q3	$3K	Hold	308	–	–	﹤0.01%	871
2015 Q2	$4K	Hold	308	–	–	﹤0.01%	771
2015 Q1	$5K	Hold	308	–	–	﹤0.01%	803
2014 Q4	$5K	Hold	308	–	–	﹤0.01%	745
2014 Q3	$5K	Sell	308 -334	-52%	-$6.1K	﹤0.01%	784
2014 Q2	$9K	Buy	642 +334	+108%	+$6K	﹤0.01%	680
2014 Q1	$6K	Hold	308	–	–	﹤0.01%	716
2013 Q4	$6K	Hold	308	–	–	﹤0.01%	651
2013 Q3	$5K	Hold	308	–	–	﹤0.01%	699
2013 Q2	$5K	Buy	+308	New	+$5.23K	﹤0.01%	688

Other funds holding AVK

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

WCM

Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Regal Investment Advisors's AVK Position: Q4 2015 in Review

Regal Investment Advisors sold out of Advent Convertible and Income Fund (AVK) in Q4 2015, closing a stake of 308 shares — an estimated $3K sold.

Regal Investment Advisors first reported a position in AVK in Q2 2013 and held it in 10 quarters. The position peaked at $9K in Q2 2014. 64 funds tracked by Wall St. Rank hold AVK as of Q4 2015.

Regal Investment Advisors reported no remaining Advent Convertible and Income Fund position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 308 Advent Convertible and Income Fund shares in Q4 2015, an estimated $3K.
Regal Investment Advisors first reported a position in Advent Convertible and Income Fund in Q2 2013 and held it in 10 quarters.
Regal Investment Advisors's Advent Convertible and Income Fund position peaked at $9K in Q2 2014.
64 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.