Regal Investment Advisors’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

Regal Investment Advisors’s Portfolio NQM Stock Details NQM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,772	Closed	-$26K	–	1035
2015 Q3	$26K	Buy	+1,772	New	+$26.1K	0.01%	522
2014 Q4	–	Sell	-550	Closed	-$8K	–	1053
2014 Q3	$8K	Sell	550 -150	-21%	-$2.2K	﹤0.01%	738
2014 Q2	$10K	Hold	700	–	–	﹤0.01%	677
2014 Q1	$10K	Hold	700	–	–	﹤0.01%	649
2013 Q4	$9K	Sell	700 -650	-48%	-$8.7K	0.01%	612
2013 Q3	$19K	Hold	1,350	–	–	0.01%	486
2013 Q2	$19K	Buy	+1,350	New	+$20.9K	0.01%	475

Other funds holding NQM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Regal Investment Advisors's NQM Position: Q4 2015 in Review

Regal Investment Advisors sold out of NUVEEN INVESTMENT QLTY MUNI FD (NQM) in Q4 2015, closing a stake of 1,772 shares — an estimated $26K sold.

Regal Investment Advisors first reported a position in NQM in Q2 2013 and held it in 7 quarters. The position peaked at $26K in Q3 2015. 55 funds tracked by Wall St. Rank hold NQM as of Q4 2015.

Regal Investment Advisors reported no remaining NUVEEN INVESTMENT QLTY MUNI FD position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 1,772 NUVEEN INVESTMENT QLTY MUNI FD shares in Q4 2015, an estimated $26K.
Regal Investment Advisors first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q2 2013 and held it in 7 quarters.
Regal Investment Advisors's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $26K in Q3 2015.
55 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.