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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

60 hedge funds and large institutions have $30.2M invested in NUVEEN INVESTMENT QLTY MUNI FD in 2013 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

214% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 7

33% more funds holding

Funds holding: 4560 (+15)

8% more capital invested

Capital invested by funds: $27.9M → $30.2M (+$2.31M)

31% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 16

Holders
60
Holders Change
+15
Holders Change %
+33.33%
% of All Funds
1.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
22
Increased
11
Reduced
16
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.33M -$349K -26,032 -5%
GC
2
Guggenheim Capital
Illinois
$3.15M -$2.13M -158,730 -41%
LPL Financial
3
LPL Financial
California
$1.97M -$185K -13,832 -9%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.71M +$149K +11,099 +10%
OA
5
Oxbow Advisors
Texas
$1.5M +$877K +65,495 +145%
RCM
6
Rivernorth Capital Management
Florida
$1.4M +$1.38M +103,076 New
MIG
7
Mariner Investment Group
New York
$1.32M +$1.31M +97,778 New
GEM
8
Global Endowment Management
North Carolina
$1.17M +$1.16M +86,700 New
PPA
9
Parametric Portfolio Associates
Washington
$1.13M +$379K +28,293 +51%
Bank of America
10
Bank of America
North Carolina
$1.1M -$827K -61,774 -43%
TCM
11
Tradewinds Capital Management
Washington
$914K +$905K +67,569 New
Wells Fargo
12
Wells Fargo
California
$753K -$60.5K -4,520 -8%
U
13
UBS
Switzerland
$591K +$30.1K +2,248 +5%
First Trust Advisors
14
First Trust Advisors
Illinois
$492K -$108K -8,070 -18%
AQR Capital Management
15
AQR Capital Management
Connecticut
$487K +$190K +14,217 +65%
GCM
16
Gruss Capital Management
New York
$444K +$439K +32,811 New
HK
17
Horizon Kinetics
New York
$429K -$10.7K -800 -2%
RJA
18
Raymond James & Associates
Florida
$400K -$81.5K -6,088 -17%
SG Americas Securities
19
SG Americas Securities
New York
$363K +$359K +26,836 New
DA
20
Doliver Advisors
Texas
$325K +$322K +24,044 New
VanEck Associates
21
VanEck Associates
New York
$316K -$39.9K -2,979 -11%
NFC
22
Northeast Financial Consultants
Connecticut
$307K +$304K +22,700 New
US Bancorp
23
US Bancorp
Minnesota
$230K
AT
24
Arden Trust
Delaware
$200K +$198K +14,816 New
VKH
25
Virtu KCG Holdings
New York
$196K +$194K +14,470 New

NQM Hedge Fund Activity: Q4 2013 in Review

60 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in NUVEEN INVESTMENT QLTY MUNI FD (NQM) for Q4 2013, worth a combined $30.2M — up 8.3% from $27.9M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NQM positions and 7 closed out — a net gain of 15 holders — while 11 added to existing stakes and 16 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $1.38M. The largest seller was Guggenheim Capital, cutting an estimated $2.13M.

  • 60 institutional investors held NUVEEN INVESTMENT QLTY MUNI FD (NQM) as of Q4 2013, up from 45 in Q3 2013.
  • Funds reported $30.2M of NUVEEN INVESTMENT QLTY MUNI FD stock for Q4 2013, up 8.3% quarter-over-quarter.
  • 22 funds opened new NUVEEN INVESTMENT QLTY MUNI FD positions in Q4 2013 and 7 closed out, a net change of +15 holders.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD buyer in Q4 2013 was Rivernorth Capital Management, an estimated $1.38M added.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD seller in Q4 2013 was Guggenheim Capital, an estimated $2.13M sold.

Based on aggregated 13F filings for Q4 2013.