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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

45 hedge funds and large institutions have $27.9M invested in NUVEEN INVESTMENT QLTY MUNI FD in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 14 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $26.5M → $27.9M (+$1.36M)

6% less funds holding

Funds holding: 4845 (-3)

29% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 14

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
45
Holders Change
-3
Holders Change %
-6.25%
% of All Funds
1.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
10
Reduced
14
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.81M +$225K +16,727 +4%
GC
2
Guggenheim Capital
Illinois
$5.39M -$589K -43,717 -10%
LPL Financial
3
LPL Financial
California
$2.12M -$225K -16,714 -9%
FTCM
4
Fir Tree Capital Management
New York
$1.99M +$1.94M +144,207 New
Bank of America
5
Bank of America
North Carolina
$1.98M -$120K -8,897 -6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.59M +$872K +64,748 +128%
Wells Fargo
7
Wells Fargo
California
$830K +$73.9K +5,483 +10%
PPA
8
Parametric Portfolio Associates
Washington
$764K +$381K +28,243 +104%
OA
9
Oxbow Advisors
Texas
$622K +$609K +45,170 New
First Trust Advisors
10
First Trust Advisors
Illinois
$612K -$27.2K -2,020 -4%
U
11
UBS
Switzerland
$570K -$78.1K -5,797 -12%
RJA
12
Raymond James & Associates
Florida
$491K +$102K +7,558 +27%
HK
13
Horizon Kinetics
New York
$448K -$1.35K -100 -0.3%
VanEck Associates
14
VanEck Associates
New York
$363K +$24K +1,784 +7%
Creative Planning
15
Creative Planning
Kansas
$351K +$258K +19,160 +305%
AQR Capital Management
16
AQR Capital Management
Connecticut
$300K +$293K +21,773 New
US Bancorp
17
US Bancorp
Minnesota
$234K -$93K -6,900 -29%
MMG
18
Monetary Management Group
Missouri
$208K
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$194K
Bank of New York Mellon
20
Bank of New York Mellon
New York
$192K +$188K +13,948 New
RT
21
Reliance Trust
Georgia
$191K -$5.03K -373 -3%
WS
22
Wedbush Securities
California
$185K +$3.15K +234 +2%
SIA
23
Sit Investment Associates
Minnesota
$177K -$169K -12,567 -49%
ICOA
24
Investment Centers of America
North Dakota
$170K +$166K +12,295 New
GBA
25
Garrison Bradford & Associates
New York
$165K

NQM Hedge Fund Activity: Q3 2013 in Review

45 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in NUVEEN INVESTMENT QLTY MUNI FD (NQM) for Q3 2013, worth a combined $27.9M — up 5.1% from $26.5M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of NQM and 7 opened new positions — a net loss of 3 holders — while 14 trimmed existing stakes and 10 added.

The largest buyer was Fir Tree Capital Management, opening a new position worth an estimated $1.94M. The largest seller was Doliver Advisors, exiting entirely with an estimated $644K sold.

  • 45 institutional investors held NUVEEN INVESTMENT QLTY MUNI FD (NQM) as of Q3 2013, down from 48 in Q2 2013.
  • Funds reported $27.9M of NUVEEN INVESTMENT QLTY MUNI FD stock for Q3 2013, up 5.1% quarter-over-quarter.
  • 7 funds opened new NUVEEN INVESTMENT QLTY MUNI FD positions in Q3 2013 and 10 closed out, a net change of -3 holders.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD buyer in Q3 2013 was Fir Tree Capital Management, an estimated $1.94M added.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD seller in Q3 2013 was Doliver Advisors, an estimated $644K sold.

Based on aggregated 13F filings for Q3 2013.