Doliver Advisors’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

Doliver Advisors’s Portfolio NQM Stock Details NQM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-13,924	Closed	-$202K	–	293
2015 Q2	$202K	Buy	+13,924	New	+$213K	0.13%	220
2014 Q1	–	Sell	-24,044	Closed	-$325K	–	273
2013 Q4	$325K	Buy	+24,044	New	+$322K	0.21%	177
2013 Q3	–	Sell	-45,141	Closed	-$644K	–	396
2013 Q2	$644K	Buy	+45,141	New	+$699K	0.38%	79

Other funds holding NQM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Doliver Advisors's NQM Position: Q3 2015 in Review

Doliver Advisors sold out of NUVEEN INVESTMENT QLTY MUNI FD (NQM) in Q3 2015, closing a stake of 13,924 shares — an estimated $202K sold.

Doliver Advisors first reported a position in NQM in Q2 2013 and held it in 3 quarters. The position peaked at $644K in Q2 2013. 51 funds tracked by Wall St. Rank hold NQM as of Q3 2015.

Doliver Advisors reported no remaining NUVEEN INVESTMENT QLTY MUNI FD position as of Q3 2015 after selling out during the quarter.
Doliver Advisors sold 13,924 NUVEEN INVESTMENT QLTY MUNI FD shares in Q3 2015, an estimated $202K.
Doliver Advisors first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q2 2013 and held it in 3 quarters.
Doliver Advisors's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $644K in Q2 2013.
51 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q3 2015.

Based on Doliver Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.