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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

60 hedge funds and large institutions have $26.4M invested in NUVEEN INVESTMENT QLTY MUNI FD in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 6060 (0)

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

12% less capital invested

Capital invested by funds: $30.2M → $26.4M (-$3.76M)

Holders
60
Holders Change
Holders Change %
0%
% of All Funds
1.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
13
Reduced
14
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.12M -$1.48M -105,378 -23%
GC
2
Guggenheim Capital
Illinois
$2.83M -$450K -31,997 -14%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.85M +$69.9K +4,973 +4%
LPL Financial
4
LPL Financial
California
$1.75M -$303K -21,575 -15%
OA
5
Oxbow Advisors
Texas
$1.56M
GEM
6
Global Endowment Management
North Carolina
$1.22M
TCM
7
Tradewinds Capital Management
Washington
$1.01M +$53.4K +3,800 +6%
Bank of America
8
Bank of America
North Carolina
$843K -$308K -21,904 -27%
Wells Fargo
9
Wells Fargo
California
$748K -$37.4K -2,659 -5%
PPA
10
Parametric Portfolio Associates
Washington
$684K -$497K -35,306 -42%
First Trust Advisors
11
First Trust Advisors
Illinois
$545K +$31.9K +2,267 +6%
U
12
UBS
Switzerland
$514K -$102K -7,284 -17%
AQR Capital Management
13
AQR Capital Management
Connecticut
$508K
GCM
14
Gruss Capital Management
New York
$463K
RCM
15
Rivernorth Capital Management
Florida
$447K -$1M -71,386 -69%
HK
16
Horizon Kinetics
New York
$447K
MIG
17
Mariner Investment Group
New York
$439K -$938K -66,657 -68%
RJA
18
Raymond James & Associates
Florida
$417K +$70 +5 +0%
VanEck Associates
19
VanEck Associates
New York
$381K +$51.1K +3,630 +16%
NFC
20
Northeast Financial Consultants
Connecticut
$321K
US Bancorp
21
US Bancorp
Minnesota
$282K +$42.2K +3,000 +18%
FAAS
22
First Allied Advisory Services
California
$235K +$234K +16,650 New
BFEC
23
Benjamin F. Edwards & Company
Missouri
$229K +$88.3K +6,280 +63%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$215K +$42.3K +3,006 +25%
AIG
25
American International Group
New York
$212K +$209K +14,883 +12,721%

NQM Hedge Fund Activity: Q1 2014 in Review

60 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in NUVEEN INVESTMENT QLTY MUNI FD (NQM) for Q1 2014, worth a combined $26.4M — down 12% from $30.2M a quarter earlier.

Fund positioning in NQM was balanced in Q1 2014: 10 funds opened new positions, 10 closed out, 13 added to existing stakes and 14 trimmed.

The largest buyer was First Allied Advisory Services, opening a new position worth an estimated $234K. The largest seller was Morgan Stanley, cutting an estimated $1.48M.

  • 60 institutional investors held NUVEEN INVESTMENT QLTY MUNI FD (NQM) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $26.4M of NUVEEN INVESTMENT QLTY MUNI FD stock for Q1 2014, down 12% quarter-over-quarter.
  • 10 funds opened new NUVEEN INVESTMENT QLTY MUNI FD positions in Q1 2014 and 10 closed out, a net change of 0 holders.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD buyer in Q1 2014 was First Allied Advisory Services, an estimated $234K added.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD seller in Q1 2014 was Morgan Stanley, an estimated $1.48M sold.

Based on aggregated 13F filings for Q1 2014.