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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

53 hedge funds and large institutions have $25.3M invested in NUVEEN INVESTMENT QLTY MUNI FD in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $26.4M → $25.3M (-$1.17M)

12% less funds holding

Funds holding: 6053 (-7)

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

54% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 13

Holders
53
Holders Change
-7
Holders Change %
-11.67%
% of All Funds
1.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
13
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6M +$675K +46,137 +13%
GC
2
Guggenheim Capital
Illinois
$2.44M -$504K -34,411 -17%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.96M +$33.7K +2,299 +2%
LPL Financial
4
LPL Financial
California
$1.63M -$187K -12,786 -10%
OA
5
Oxbow Advisors
Texas
$1.63M +$5.27K +360 +0.3%
TCM
6
Tradewinds Capital Management
Washington
$1.02M -$22.9K -1,564 -2%
Bank of America
7
Bank of America
North Carolina
$986K +$109K +7,459 +12%
GEM
8
Global Endowment Management
North Carolina
$862K -$410K -28,000 -32%
Wells Fargo
9
Wells Fargo
California
$758K -$20.3K -1,389 -3%
First Trust Advisors
10
First Trust Advisors
Illinois
$634K +$66.9K +4,570 +12%
U
11
UBS
Switzerland
$527K -$6.65K -454 -1%
VanEck Associates
12
VanEck Associates
New York
$477K +$79.8K +5,454 +20%
AQR Capital Management
13
AQR Capital Management
Connecticut
$469K -$59.2K -4,045 -11%
RJA
14
Raymond James & Associates
Florida
$374K -$59.3K -4,053 -14%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$349K +$110K +7,503 +46%
NFC
16
Northeast Financial Consultants
Connecticut
$333K
PPA
17
Parametric Portfolio Associates
Washington
$319K -$391K -26,715 -55%
US Bancorp
18
US Bancorp
Minnesota
$294K
OL
19
OTA LLC
New York
$287K +$286K +19,557 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$277K +$53.5K +3,656 +24%
GCM
21
Gruss Capital Management
New York
$274K -$207K -14,173 -43%
AIG
22
American International Group
New York
$220K
AT
23
Arden Trust
Delaware
$217K
CIA
24
Capital Investment Advisors
Georgia
$212K
HCM
25
Hollencrest Capital Management
California
$209K

NQM Hedge Fund Activity: Q2 2014 in Review

53 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in NUVEEN INVESTMENT QLTY MUNI FD (NQM) for Q2 2014, worth a combined $25.3M — down 4.4% from $26.4M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of NQM and 6 opened new positions — a net loss of 7 holders — while 13 trimmed existing stakes and 11 added.

The largest buyer was Morgan Stanley, adding an estimated $675K. The largest seller was Guggenheim Capital, cutting an estimated $504K.

  • 53 institutional investors held NUVEEN INVESTMENT QLTY MUNI FD (NQM) as of Q2 2014, down from 60 in Q1 2014.
  • Funds reported $25.3M of NUVEEN INVESTMENT QLTY MUNI FD stock for Q2 2014, down 4.4% quarter-over-quarter.
  • 6 funds opened new NUVEEN INVESTMENT QLTY MUNI FD positions in Q2 2014 and 13 closed out, a net change of -7 holders.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD buyer in Q2 2014 was Morgan Stanley, an estimated $675K added.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD seller in Q2 2014 was Guggenheim Capital, an estimated $504K sold.

Based on aggregated 13F filings for Q2 2014.