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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

54 hedge funds and large institutions have $32.2M invested in NUVEEN INVESTMENT QLTY MUNI FD in 2016 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

36% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 11

11% more capital invested

Capital invested by funds: $29.1M → $32.2M (+$3.13M)

10% more funds holding

Funds holding: 4954 (+5)

Holders
54
Holders Change
+5
Holders Change %
+10.2%
% of All Funds
1.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
15
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.72M +$376K +23,124 +6%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$3.44M +$164K +10,095 +5%
LPL Financial
3
LPL Financial
California
$2.27M -$3.38M -207,768 -60%
VanEck Associates
4
VanEck Associates
New York
$1.74M +$520K +31,965 +44%
Bank of America
5
Bank of America
North Carolina
$1.66M -$54K -3,322 -3%
Fiera Capital (Canada)
6
Fiera Capital (Canada)
Quebec, Canada
$1.55M +$1.51M +92,559 New
RCM
7
Robinson Capital Management
Michigan
$1.35M +$681K +41,855 +108%
Wells Fargo
8
Wells Fargo
California
$1.19M +$160K +9,848 +16%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.17M -$22K -1,351 -2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.05M +$837K +51,419 +461%
TCM
11
Tradewinds Capital Management
Washington
$1.02M -$113K -6,919 -10%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.01M +$72.4K +4,451 +8%
SWP
13
Stratos Wealth Partners
Ohio
$701K +$682K +41,900 New
UBS Group
14
UBS Group
Switzerland
$642K +$59.2K +3,637 +10%
RJA
15
Raymond James & Associates
Florida
$553K +$141K +8,644 +35%
NFC
16
Northeast Financial Consultants
Connecticut
$480K +$97.6K +6,000 +26%
PMG
17
ProVise Management Group
Florida
$459K +$447K +27,449 New
Creative Planning
18
Creative Planning
Kansas
$445K +$74.6K +4,586 +21%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$436K -$110K -6,738 -21%
HK
20
Horizon Kinetics
New York
$404K
CIA
21
Capital Investment Advisors
Georgia
$272K
WS
22
Wedbush Securities
California
$269K +$3.71K +228 +1%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$257K -$32.5K -2,000 -12%
ICOA
24
Investment Centers of America
North Dakota
$239K -$26.8K -1,650 -10%
HCM
25
Hollencrest Capital Management
California
$238K

NQM Hedge Fund Activity: Q2 2016 in Review

54 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in NUVEEN INVESTMENT QLTY MUNI FD (NQM) for Q2 2016, worth a combined $32.2M — up 11% from $29.1M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new NQM positions and 5 closed out — a net gain of 5 holders — while 15 added to existing stakes and 11 trimmed.

The largest buyer was Fiera Capital (Canada), opening a new position worth an estimated $1.51M. The largest seller was LPL Financial, cutting an estimated $3.38M.

  • 54 institutional investors held NUVEEN INVESTMENT QLTY MUNI FD (NQM) as of Q2 2016, up from 49 in Q1 2016.
  • Funds reported $32.2M of NUVEEN INVESTMENT QLTY MUNI FD stock for Q2 2016, up 11% quarter-over-quarter.
  • 10 funds opened new NUVEEN INVESTMENT QLTY MUNI FD positions in Q2 2016 and 5 closed out, a net change of +5 holders.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD buyer in Q2 2016 was Fiera Capital (Canada), an estimated $1.51M added.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD seller in Q2 2016 was LPL Financial, an estimated $3.38M sold.

Based on aggregated 13F filings for Q2 2016.