NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

53 hedge funds and large institutions have $25.3M invested in NUVEEN INVESTMENT QLTY MUNI FD in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
Holders Change %
0%
% of All Funds
1.54%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
14
Reduced
14
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.85M +$773K +51,982 +13%
GC
2
Guggenheim Capital
Illinois
$2.24M -$234K -15,741 -9%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.88M -$111K -7,477 -6%
OA
4
Oxbow Advisors
Texas
$1.63M -$23.9K -1,610 -1%
LPL Financial
5
LPL Financial
California
$1.63M -$20.5K -1,385 -1%
Bank of America
6
Bank of America
North Carolina
$1.06M +$56.8K +3,818 +6%
TCM
7
Tradewinds Capital Management
Washington
$1.03M -$6.9K -464 -0.7%
Wells Fargo
8
Wells Fargo
California
$752K -$15.7K -1,056 -2%
First Trust Advisors
9
First Trust Advisors
Illinois
$643K +$1.19K +80 +0.2%
U
10
UBS
Switzerland
$502K -$31.8K -2,142 -6%
VanEck Associates
11
VanEck Associates
New York
$497K +$14.5K +976 +3%
GEM
12
Global Endowment Management
North Carolina
$486K -$386K -26,000 -44%
AQR Capital Management
13
AQR Capital Management
Connecticut
$465K -$9.6K -646 -2%
HK
14
Horizon Kinetics
New York
$394K +$394K +26,475 New
BFEC
15
Benjamin F. Edwards & Company
Missouri
$353K +$104 +7 +0%
RJA
16
Raymond James & Associates
Florida
$350K -$28.7K -1,931 -8%
PPA
17
Parametric Portfolio Associates
Washington
$328K +$4.72K +317 +1%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$314K +$135K +9,088 +76%
OFG
19
OTA Financial Group
New York
$287K +$287K +19,557 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$281K +$134 +9 +0%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$275K +$89.2K +6,000 +48%
US Bancorp
22
US Bancorp
Minnesota
$268K -$29.8K -2,000 -10%
AIG
23
American International Group
New York
$223K
AT
24
Arden Trust
Delaware
$220K
WS
25
Wedbush Securities
California
$213K +$3.42K +230 +2%