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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

55 hedge funds and large institutions have $27.7M invested in NUVEEN INVESTMENT QLTY MUNI FD in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

100% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 8

19% more capital invested

Capital invested by funds: $23.4M → $27.7M (+$4.32M)

8% more funds holding

Funds holding: 5155 (+4)

Holders
55
Holders Change
+4
Holders Change %
+7.84%
% of All Funds
1.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
16
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.84M -$6.09K -404 -0.1%
LPL Financial
2
LPL Financial
California
$3.93M +$1.85M +122,484 +93%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.1M +$14.5K +962 +0.5%
Bank of America
4
Bank of America
North Carolina
$1.69M -$16.2K -1,078 -1%
Wells Fargo
5
Wells Fargo
California
$1.17M +$108K +7,135 +10%
TCM
6
Tradewinds Capital Management
Washington
$1.04M +$799 +53 +0.1%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$966K +$354K +23,467 +60%
VanEck Associates
8
VanEck Associates
New York
$814K +$98.9K +6,561 +14%
LCM
9
Laurion Capital Management
New York
$670K +$655K +43,482 New
First Trust Advisors
10
First Trust Advisors
Illinois
$604K -$50.7K -3,362 -8%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$572K +$160K +10,635 +40%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$502K +$7.97K +529 +2%
UBS Group
13
UBS Group
Switzerland
$476K +$10.5K +694 +2%
SG Americas Securities
14
SG Americas Securities
New York
$457K +$447K +29,651 New
HK
15
Horizon Kinetics
New York
$400K -$90.4K -6,000 -19%
RJA
16
Raymond James & Associates
Florida
$374K +$58.3K +3,866 +19%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$338K
US Bancorp
18
US Bancorp
Minnesota
$321K
Creative Planning
19
Creative Planning
Kansas
$310K
CIA
20
Capital Investment Advisors
Georgia
$251K +$7.54K +500 +3%
VFS
21
VSR Financial Services
Kansas
$246K
WS
22
Wedbush Securities
California
$242K +$4.76K +316 +2%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$228K +$223K +14,779 New
PAG
24
Private Advisor Group
New Jersey
$226K
HCM
25
Hollencrest Capital Management
California
$219K

NQM Hedge Fund Activity: Q4 2015 in Review

55 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in NUVEEN INVESTMENT QLTY MUNI FD (NQM) for Q4 2015, worth a combined $27.7M — up 19% from $23.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new NQM positions and 4 closed out — a net gain of 4 holders — while 16 added to existing stakes and 8 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.85M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $528K sold.

  • 55 institutional investors held NUVEEN INVESTMENT QLTY MUNI FD (NQM) as of Q4 2015, up from 51 in Q3 2015.
  • Funds reported $27.7M of NUVEEN INVESTMENT QLTY MUNI FD stock for Q4 2015, up 19% quarter-over-quarter.
  • 8 funds opened new NUVEEN INVESTMENT QLTY MUNI FD positions in Q4 2015 and 4 closed out, a net change of +4 holders.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD buyer in Q4 2015 was LPL Financial, an estimated $1.85M added.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD seller in Q4 2015 was Guggenheim Capital, an estimated $528K sold.

Based on aggregated 13F filings for Q4 2015.