First Trust Advisors’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

First Trust Advisors’s Portfolio NQM Stock Details NQM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-39,148	Closed	-$604K	–	2356
2015 Q4	$604K	Sell	39,148 -3,362	-8%	-$50.7K	﹤0.01%	1917
2015 Q3	$630K	Sell	42,510 -470	-1%	-$6.93K	﹤0.01%	1895
2015 Q2	$623K	Sell	42,980 -565	-1%	-$8.64K	﹤0.01%	1929
2015 Q1	$681K	Buy	43,545 +1,095	+3%	+$17K	﹤0.01%	1876
2014 Q4	$647K	Sell	42,450 -810	-2%	-$12.1K	﹤0.01%	1897
2014 Q3	$643K	Buy	43,260 +80	+0.2%	+$1.17K	﹤0.01%	1849
2014 Q2	$634K	Buy	43,180 +4,570	+12%	+$66.9K	﹤0.01%	1836
2014 Q1	$545K	Buy	38,610 +2,267	+6%	+$31.9K	﹤0.01%	1899
2013 Q4	$492K	Sell	36,343 -8,070	-18%	-$108K	﹤0.01%	1905
2013 Q3	$612K	Sell	44,413 -2,020	-4%	-$27.2K	﹤0.01%	1800
2013 Q2	$663K	Buy	+46,433	New	+$719K	﹤0.01%	1661

Other funds holding NQM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

First Trust Advisors's NQM Position: Q1 2016 in Review

First Trust Advisors sold out of NUVEEN INVESTMENT QLTY MUNI FD (NQM) in Q1 2016, closing a stake of 39,148 shares — an estimated $604K sold.

First Trust Advisors first reported a position in NQM in Q2 2013 and held it in 11 quarters. The position peaked at $681K in Q1 2015. 49 funds tracked by Wall St. Rank hold NQM as of Q1 2016.

First Trust Advisors reported no remaining NUVEEN INVESTMENT QLTY MUNI FD position as of Q1 2016 after selling out during the quarter.
First Trust Advisors sold 39,148 NUVEEN INVESTMENT QLTY MUNI FD shares in Q1 2016, an estimated $604K.
First Trust Advisors first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q2 2013 and held it in 11 quarters.
First Trust Advisors's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $681K in Q1 2015.
49 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q1 2016.

Based on First Trust Advisors's 13F filing for Q1 2016, filed 10 May 2016.