RCM
NQM

Rivernorth Capital Management’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

Rivernorth Capital Management’s Portfolio NQM Stock Details NQM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-31,690
Closed -$447K – 212
2014
Q1 		$447K Sell
31,690
-71,386
-69% -$1M 0.04% 178
2013
Q4 		$1.4M Buy
+103,076
New +$1.38M 0.11% 156

Other funds holding NQM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return
TCM
Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GEM
Global Endowment Management Charlotte, North Carolina $896M AUM 13.86% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Rivernorth Capital Management's NQM Position: Q2 2014 in Review

Rivernorth Capital Management sold out of NUVEEN INVESTMENT QLTY MUNI FD (NQM) in Q2 2014, closing a stake of 31,690 shares — an estimated $447K sold.

Rivernorth Capital Management first reported a position in NQM in Q4 2013 and held it in 2 quarters. The position peaked at $1.4M in Q4 2013. 53 funds tracked by Wall St. Rank hold NQM as of Q2 2014.

  • Rivernorth Capital Management reported no remaining NUVEEN INVESTMENT QLTY MUNI FD position as of Q2 2014 after selling out during the quarter.
  • Rivernorth Capital Management sold 31,690 NUVEEN INVESTMENT QLTY MUNI FD shares in Q2 2014, an estimated $447K.
  • Rivernorth Capital Management first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q4 2013 and held it in 2 quarters.
  • Rivernorth Capital Management's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $1.4M in Q4 2013.
  • 53 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q2 2014.

Based on Rivernorth Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.