First Allied Advisory Services’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

First Allied Advisory Services’s Portfolio NQM Stock Details NQM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-16,650	Closed	-$235K	–	1099
2014 Q1	$235K	Buy	+16,650	New	+$234K	0.02%	824

Other funds holding NQM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

GEM

Global Endowment Management Charlotte, North Carolina $896M AUM 13.86% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

First Allied Advisory Services's NQM Position: Q2 2014 in Review

First Allied Advisory Services sold out of NUVEEN INVESTMENT QLTY MUNI FD (NQM) in Q2 2014, closing a stake of 16,650 shares — an estimated $235K sold.

First Allied Advisory Services first reported a position in NQM in Q1 2014 and held it in 1 quarter. The position peaked at $235K in Q1 2014. 53 funds tracked by Wall St. Rank hold NQM as of Q2 2014.

First Allied Advisory Services reported no remaining NUVEEN INVESTMENT QLTY MUNI FD position as of Q2 2014 after selling out during the quarter.
First Allied Advisory Services sold 16,650 NUVEEN INVESTMENT QLTY MUNI FD shares in Q2 2014, an estimated $235K.
First Allied Advisory Services first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q1 2014 and held it in 1 quarter.
First Allied Advisory Services's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $235K in Q1 2014.
53 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q2 2014.

Based on First Allied Advisory Services's 13F filing for Q2 2014, filed 14 Aug 2014.