NL
NQM

NWAM LLC’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

NWAM LLC’s Portfolio NQM Stock Details NQM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-10,631
Closed -$156K – 319
2014
Q2 		$156K Sell
10,631
-144
-1% -$2.11K 0.05% 283
2014
Q1 		$152K Buy
+10,775
New +$152K 0.05% 251

Other funds holding NQM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
TCM
Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

NWAM LLC's NQM Position: Q3 2014 in Review

NWAM LLC sold out of NUVEEN INVESTMENT QLTY MUNI FD (NQM) in Q3 2014, closing a stake of 10,631 shares — an estimated $156K sold.

NWAM LLC first reported a position in NQM in Q1 2014 and held it in 2 quarters. The position peaked at $156K in Q2 2014. 53 funds tracked by Wall St. Rank hold NQM as of Q3 2014.

  • NWAM LLC reported no remaining NUVEEN INVESTMENT QLTY MUNI FD position as of Q3 2014 after selling out during the quarter.
  • NWAM LLC sold 10,631 NUVEEN INVESTMENT QLTY MUNI FD shares in Q3 2014, an estimated $156K.
  • NWAM LLC first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q1 2014 and held it in 2 quarters.
  • NWAM LLC's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $156K in Q2 2014.
  • 53 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q3 2014.

Based on NWAM LLC's 13F filing for Q3 2014, filed 9 Sep 2016.