U
NQM

UBS’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

UBS’s Portfolio NQM Stock Details NQM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$502K Sell
33,785
-2,142
-6% -$31.4K ﹤0.01% 4275
2014
Q2 		$527K Sell
35,927
-454
-1% -$6.65K ﹤0.01% 4177
2014
Q1 		$514K Sell
36,381
-7,284
-17% -$102K ﹤0.01% 4206
2013
Q4 		$591K Buy
43,665
+2,248
+5% +$30.1K ﹤0.01% 4137
2013
Q3 		$570K Sell
41,417
-5,797
-12% -$78.1K ﹤0.01% 3992
2013
Q2 		$674K Buy
+47,214
New +$731K ﹤0.01% 3768

Other funds holding NQM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
TCM
Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

UBS's NQM Position: Q3 2014 in Review

UBS reduced its NUVEEN INVESTMENT QLTY MUNI FD (NQM) stake by 6% in Q3 2014, selling an estimated $31.4K and leaving 33,785 shares worth $502K. The position accounts for ﹤0.01% of the portfolio, ranked #4275.

UBS first reported a position in NQM in Q2 2013 and has held it in 6 quarters since. The position peaked at $674K in Q2 2013. 53 funds tracked by Wall St. Rank hold NQM as of Q3 2014.

  • UBS held 33,785 shares of NUVEEN INVESTMENT QLTY MUNI FD worth $502K as of Q3 2014.
  • UBS sold 2,142 NUVEEN INVESTMENT QLTY MUNI FD shares in Q3 2014, an estimated $31.4K.
  • NUVEEN INVESTMENT QLTY MUNI FD made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4275 holding.
  • UBS first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q2 2013 and has held it in 6 quarters since.
  • UBS's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $674K in Q2 2013.
  • 53 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.