CIBC Bank USA’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

CIBC Bank USA’s Portfolio NQM Stock Details NQM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-11,112	Closed	-$161K	–	284
2015 Q2	$161K	Hold	11,112	–	–	0.03%	261
2015 Q1	$174K	Hold	11,112	–	–	0.03%	259
2014 Q4	$169K	Hold	11,112	–	–	0.03%	282
2014 Q3	$165K	Hold	11,112	–	–	0.03%	280
2014 Q2	$163K	Hold	11,112	–	–	0.03%	286
2014 Q1	$157K	Buy	+11,112	New	+$156K	0.03%	308

Other funds holding NQM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CIBC Bank USA's NQM Position: Q3 2015 in Review

CIBC Bank USA sold out of NUVEEN INVESTMENT QLTY MUNI FD (NQM) in Q3 2015, closing a stake of 11,112 shares — an estimated $161K sold.

CIBC Bank USA first reported a position in NQM in Q1 2014 and held it in 6 quarters. The position peaked at $174K in Q1 2015. 51 funds tracked by Wall St. Rank hold NQM as of Q3 2015.

CIBC Bank USA reported no remaining NUVEEN INVESTMENT QLTY MUNI FD position as of Q3 2015 after selling out during the quarter.
CIBC Bank USA sold 11,112 NUVEEN INVESTMENT QLTY MUNI FD shares in Q3 2015, an estimated $161K.
CIBC Bank USA first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q1 2014 and held it in 6 quarters.
CIBC Bank USA's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $174K in Q1 2015.
51 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q3 2015.

Based on CIBC Bank USA's 13F filing for Q3 2015, filed 22 Oct 2015.