Regal Investment Advisors’s Barron's 400 ETF BFOR Stock Holding History

Regal Investment Advisors’s Portfolio BFOR Stock Details BFOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-1,200	Closed	-$9K	–	919
2014 Q3	$9K	Hold	1,200	–	–	﹤0.01%	705
2014 Q2	$9K	Hold	1,200	–	–	﹤0.01%	681
2014 Q1	$9K	Hold	1,200	–	–	﹤0.01%	652
2013 Q4	$9K	Hold	1,200	–	–	0.01%	605
2013 Q3	$8K	Hold	1,200	–	–	﹤0.01%	632
2013 Q2	$7K	Buy	+1,200	New	+$7.45K	﹤0.01%	645

Other funds holding BFOR

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TYCC

Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CWM

Concert Wealth Management San Jose, California $24.7M AUM 14.91% 1-Year Est. Return

Regal Investment Advisors's BFOR Position: Q4 2014 in Review

Regal Investment Advisors sold out of Barron's 400 ETF (BFOR) in Q4 2014, closing a stake of 1,200 shares — an estimated $9K sold.

Regal Investment Advisors first reported a position in BFOR in Q2 2013 and held it in 6 quarters. The position peaked at $9K in Q3 2014. 21 funds tracked by Wall St. Rank hold BFOR as of Q4 2014.

Regal Investment Advisors reported no remaining Barron's 400 ETF position as of Q4 2014 after selling out during the quarter.
Regal Investment Advisors sold 1,200 Barron's 400 ETF shares in Q4 2014, an estimated $9K.
Regal Investment Advisors first reported a position in Barron's 400 ETF in Q2 2013 and held it in 6 quarters.
Regal Investment Advisors's Barron's 400 ETF position peaked at $9K in Q3 2014.
21 funds tracked by Wall St. Rank held Barron's 400 ETF as of Q4 2014.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.