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Barron's 400 ETF

17 hedge funds and large institutions have $55.7M invested in Barron's 400 ETF in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 3

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

12% more capital invested

Capital invested by funds: $49.7M → $55.7M (+$6.02M)

6% more funds holding

Funds holding: 1617 (+1)

2.71% less ownership

Funds ownership: 98.59%95.87% (-2.7%)

Holders
17
Holders Change
+1
Holders Change %
+6.25%
% of All Funds
0.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$37.9M +$3.47M +466,464 +10%
Morgan Stanley
2
Morgan Stanley
New York
$10.2M +$1.47M +198,360 +17%
Bank of America
3
Bank of America
North Carolina
$1.83M +$97.3K +13,100 +6%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$1.38M +$155K +20,888 +13%
LPL Financial
5
LPL Financial
California
$1.32M +$212K +28,548 +20%
TYCC
6
Texas Yale Capital Corp
Florida
$830K +$348K +46,800 +75%
CIBC Private Wealth Group
7
CIBC Private Wealth Group
Georgia
$744K +$716K +96,400 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$334K +$326K +43,928 New
CWM
9
Concert Wealth Management
California
$310K
HFS
10
HL Financial Services
Kentucky
$264K +$258K +34,784 New
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$249K -$3.57K -480 -1%
RIL
12
Rothschild Investment LLC
Illinois
$203K -$2.97K -400 -1%
Wells Fargo
13
Wells Fargo
California
$115K +$112K +15,100 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$66K -$1.31M -176,256 -95%
Citigroup
15
Citigroup
New York
$18K +$12K +1,612 +202%
Creative Planning
16
Creative Planning
Kansas
$12K
RIA
17
Regal Investment Advisors
Michigan
$9K
Invesco
18
Invesco
Georgia
-$469K -62,800 Closed
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
-$226K -30,336 Closed
HCM
20
Horan Capital Management
Maryland
-$119K -16,000 Closed

BFOR Hedge Fund Activity: Q1 2014 in Review

17 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Barron's 400 ETF (BFOR) for Q1 2014, worth a combined $55.7M — up 12% from $49.7M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new BFOR positions and 3 closed out — a net gain of 1 holder — while 7 added to existing stakes and 3 trimmed.

The largest buyer was UBS, adding an estimated $3.47M. The largest seller was Royal Bank of Canada, cutting an estimated $1.31M.

  • 17 institutional investors held Barron's 400 ETF (BFOR) as of Q1 2014, up from 16 in Q4 2013.
  • Funds reported $55.7M of Barron's 400 ETF stock for Q1 2014, up 12% quarter-over-quarter.
  • 4 funds opened new Barron's 400 ETF positions in Q1 2014 and 3 closed out, a net change of +1 holder.
  • The largest Barron's 400 ETF buyer in Q1 2014 was UBS, an estimated $3.47M added.
  • The largest Barron's 400 ETF seller in Q1 2014 was Royal Bank of Canada, an estimated $1.31M sold.

Based on aggregated 13F filings for Q1 2014.