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Barron's 400 ETF

20 hedge funds and large institutions have $57.9M invested in Barron's 400 ETF in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

5% more funds holding

Funds holding: 1920 (+1)

0.01% more ownership

Funds ownership: 121.12%121.14% (+0.01%)

10% less capital invested

Capital invested by funds: $64.5M → $57.9M (-$6.54M)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

Holders
20
Holders Change
+1
Holders Change %
+5.26%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$40.7M +$1.07M +134,868 +3%
Morgan Stanley
2
Morgan Stanley
New York
$9.38M -$906K -113,784 -8%
Bank of America
3
Bank of America
North Carolina
$1.93M -$89.6K -11,248 -4%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$1.05M +$123K +15,440 +12%
TYCC
5
Texas Yale Capital Corp
Florida
$810K
LPL Financial
6
LPL Financial
California
$806K +$89.3K +11,216 +12%
Jane Street
7
Jane Street
New York
$752K +$504K +63,280 +166%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$644K -$153K -19,252 -18%
Wells Fargo
9
Wells Fargo
California
$637K -$20.4K -2,556 -3%
CWM
10
Concert Wealth Management
California
$390K
Citadel Advisors
11
Citadel Advisors
Florida
$299K +$321K +40,288 New
RIL
12
Rothschild Investment LLC
Illinois
$203K -$3.98K -500 -2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$112K +$58.1K +7,300 +94%
Citigroup
14
Citigroup
New York
$74K
AIG
15
American International Group
New York
$42K -$306K -38,376 -87%
Creative Planning
16
Creative Planning
Kansas
$39K +$41.4K +5,200 New
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$11K +$11.8K +1,488 New
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$10K
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$9K +$9.4K +1,180 New
WA
20
WFG Advisors
Texas
-$239K -28,680 Closed
NFG
21
Next Financial Group
Texas
-$18K -2,204 Closed

BFOR Hedge Fund Activity: Q3 2015 in Review

20 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Barron's 400 ETF (BFOR) for Q3 2015, worth a combined $57.9M — down 10% from $64.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new BFOR positions and 2 closed out — a net gain of 2 holders — while 5 added to existing stakes and 6 trimmed.

The largest buyer was UBS Group, adding an estimated $1.07M. The largest seller was Morgan Stanley, cutting an estimated $906K.

  • 20 institutional investors held Barron's 400 ETF (BFOR) as of Q3 2015, up from 19 in Q2 2015.
  • Funds reported $57.9M of Barron's 400 ETF stock for Q3 2015, down 10% quarter-over-quarter.
  • 4 funds opened new Barron's 400 ETF positions in Q3 2015 and 2 closed out, a net change of +2 holders.
  • The largest Barron's 400 ETF buyer in Q3 2015 was UBS Group, an estimated $1.07M added.
  • The largest Barron's 400 ETF seller in Q3 2015 was Morgan Stanley, an estimated $906K sold.

Based on aggregated 13F filings for Q3 2015.