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Barron's 400 ETF

25 hedge funds and large institutions have $30.1M invested in Barron's 400 ETF in 2019 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.95% more ownership

Funds ownership: 81.21%84.16% (+2.9%)

0% more funds holding

Funds holding: 2525 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

3% less capital invested

Capital invested by funds: $31.2M → $30.1M (-$1.06M)

85% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 13

Holders
25
Holders Change
Holders Change %
0%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
2
Reduced
13
Closed
3
Calls
$680K
Puts
Net Calls
+$680K
Net Calls Change
+$9K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11M +$981K +98,984 +10%
RW
2
RVW Wealth
California
$4.78M -$398K -40,172 -8%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.13M -$1.82M -183,856 -46%
Rockefeller Capital Management
4
Rockefeller Capital Management
New York
$2.06M
Bank of America
5
Bank of America
North Carolina
$1.74M -$30.1K -3,040 -2%
Jane Street
6
Jane Street
New York
$1.65M +$1.64M +165,720 New
UBS Group
7
UBS Group
Switzerland
$1.63M +$6.34K +640 +0.4%
TYCC
8
Texas Yale Capital Corp
Florida
$1.09M
LPL Financial
9
LPL Financial
California
$771K -$392K -39,548 -34%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$593K +$591K +59,640 New
HighTower Advisors
11
HighTower Advisors
Illinois
$439K -$537K -54,216 -55%
CAN
12
Cetera Advisor Networks
California
$403K -$103K -10,420 -20%
SFS
13
Sowell Financial Services
Arkansas
$374K +$373K +37,600 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$370K -$4.32K -436 -1%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$277K -$110K -11,144 -29%
Citadel Advisors
16
Citadel Advisors
Florida
$238K -$50.9K -5,136 -18%
LSPW
17
Lake Street Private Wealth
Illinois
$215K -$32.7K -3,300 -13%
Wells Fargo
18
Wells Fargo
California
$139K -$79 -8 -0.1%
Fidelity Investments
19
Fidelity Investments
Massachusetts
$137K
AG
20
Advisor Group
Arizona
$76K -$37K -3,728 -33%
SIC
21
Salem Investment Counselors
North Carolina
$20K
Citigroup
22
Citigroup
New York
$16K -$7.93K -800 -34%
UBS AM
23
UBS AM
Illinois
$12.9K
JP Morgan Chase
24
JP Morgan Chase
New York
$9K
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$8K

BFOR Hedge Fund Activity: Q3 2019 in Review

25 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Barron's 400 ETF (BFOR) for Q3 2019, worth a combined $30.1M — down 3.4% from $31.2M a quarter earlier.

Fund positioning in BFOR was balanced in Q3 2019: 3 funds opened new positions, 3 closed out, 2 added to existing stakes and 13 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $1.64M. The largest seller was Royal Bank of Canada, cutting an estimated $1.82M.

  • 25 institutional investors held Barron's 400 ETF (BFOR) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $30.1M of Barron's 400 ETF stock for Q3 2019, down 3.4% quarter-over-quarter.
  • 3 funds opened new Barron's 400 ETF positions in Q3 2019 and 3 closed out, a net change of 0 holders.
  • The largest Barron's 400 ETF buyer in Q3 2019 was Jane Street, an estimated $1.64M added.
  • The largest Barron's 400 ETF seller in Q3 2019 was Royal Bank of Canada, an estimated $1.82M sold.

Based on aggregated 13F filings for Q3 2019.