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Barron's 400 ETF

26 hedge funds and large institutions have $25.1M invested in Barron's 400 ETF in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

13% more funds holding

Funds holding: 2326 (+3)

2.15% more ownership

Funds ownership: 67.57%69.71% (+2.1%)

22% less capital invested

Capital invested by funds: $32.3M → $25.1M (-$7.21M)

50% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 10

Holders
26
Holders Change
+3
Holders Change %
+13.04%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
5
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.34M -$41.5K -4,176 -0.4%
JP Morgan Chase
2
JP Morgan Chase
New York
$3.01M -$2.03K -204 -0.1%
Bank of America
3
Bank of America
North Carolina
$2.08M -$160K -16,132 -6%
UBS Group
4
UBS Group
Switzerland
$1.94M -$2.52M -253,428 -54%
Rockefeller Capital Management
5
Rockefeller Capital Management
New York
$1.78M +$2M +201,100 New
LPL Financial
6
LPL Financial
California
$1.07M +$147K +14,808 +14%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.02M -$26.8K -2,692 -2%
TYCC
8
Texas Yale Capital Corp
Florida
$970K
Jane Street
9
Jane Street
New York
$854K -$57K -5,736 -6%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$834K +$493K +49,536 +111%
HighTower Advisors
11
HighTower Advisors
Illinois
$690K +$7.24K +728 +0.9%
SMFS
12
Squar Milner Financial Services
California
$629K +$8.35K +840 +1%
SFS
13
Sowell Financial Services
Arkansas
$466K +$522K +52,500 New
Wells Fargo
14
Wells Fargo
California
$366K -$1.11M -111,924 -73%
Citadel Advisors
15
Citadel Advisors
Florida
$267K +$299K +30,092 New
AWA
16
Acorn Wealth Advisors
Michigan
$207K -$7.88K -792 -3%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$190K -$3.7K -372 -2%
AG
18
Advisor Group
Arizona
$129K +$14.4K +1,444 +11%
AIC
19
Ameritas Investment Company
Nebraska
$115K +$129K +12,984 New
MOS
20
MGO One Seven
Ohio
$36K +$40.9K +4,116 New
Citigroup
21
Citigroup
New York
$21K
FDCDDQ
22
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12.4K -$9.94K -1,000 -42%
UBS AM
23
UBS AM
Illinois
$11.5K
1IA
24
1834 Investment Advisors
Wisconsin
$8K
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$7K

BFOR Hedge Fund Activity: Q4 2018 in Review

26 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Barron's 400 ETF (BFOR) for Q4 2018, worth a combined $25.1M — down 22% from $32.3M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new BFOR positions and 2 closed out — a net gain of 3 holders — while 5 added to existing stakes and 10 trimmed.

The largest buyer was Rockefeller Capital Management, opening a new position worth an estimated $2M. The largest seller was UBS Group, cutting an estimated $2.52M.

  • 26 institutional investors held Barron's 400 ETF (BFOR) as of Q4 2018, up from 23 in Q3 2018.
  • Funds reported $25.1M of Barron's 400 ETF stock for Q4 2018, down 22% quarter-over-quarter.
  • 5 funds opened new Barron's 400 ETF positions in Q4 2018 and 2 closed out, a net change of +3 holders.
  • The largest Barron's 400 ETF buyer in Q4 2018 was Rockefeller Capital Management, an estimated $2M added.
  • The largest Barron's 400 ETF seller in Q4 2018 was UBS Group, an estimated $2.52M sold.

Based on aggregated 13F filings for Q4 2018.