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Barron's 400 ETF

22 hedge funds and large institutions have $30.7M invested in Barron's 400 ETF in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

20% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 5

10% more funds holding

Funds holding: 2022 (+2)

7% more capital invested

Capital invested by funds: $28.8M → $30.7M (+$1.97M)

4.48% more ownership

Funds ownership: 81.37%85.85% (+4.5%)

Holders
22
Holders Change
+2
Holders Change %
+10%
% of All Funds
0.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.1M +$367K +24,512 +2%
Bank of America
2
Bank of America
North Carolina
$2.42M +$213K +14,204 +9%
FTUS
3
Flow Traders U.S.
New York
$1.62M +$1.64M +109,672 New
UBS Group
4
UBS Group
Switzerland
$1.27M -$125K -8,376 -9%
Wells Fargo
5
Wells Fargo
California
$967K +$18.5K +1,236 +2%
LPL Financial
6
LPL Financial
California
$878K +$18K +1,200 +2%
9WM
7
9258 Wealth Management
Ohio
$786K
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$540K -$83.3K -5,560 -13%
TYCC
9
Texas Yale Capital Corp
Florida
$373K
MML Investors Services
10
MML Investors Services
Massachusetts
$352K +$357K +23,852 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$349K -$61.8K -4,128 -15%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$312K -$141K -9,432 -31%
ADL
13
Asset Dedication LLC
California
$191K
FHA
14
First Horizon Advisors
Tennessee
$169K +$171K +11,448 New
Osaic Holdings
15
Osaic Holdings
Arizona
$136K +$20.8K +1,388 +18%
Fidelity Investments
16
Fidelity Investments
Massachusetts
$131K
AWM
17
Activest Wealth Management
Florida
$51K +$52.1K +3,480 New
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$40K +$22.9K +1,528 +127%
SIC
19
Salem Investment Counselors
North Carolina
$29K
HIA
20
Harbor Investment Advisory
Maryland
$9K
RW
21
RVW Wealth
California
-$24.7K -1,648 -10%
Citigroup
22
Citigroup
New York
-$23K -1,560 Closed

BFOR Hedge Fund Activity: Q3 2021 in Review

22 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Barron's 400 ETF (BFOR) for Q3 2021, worth a combined $30.7M — up 6.8% from $28.8M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new BFOR positions and 1 closed out — a net gain of 3 holders — while 6 added to existing stakes and 5 trimmed.

The largest buyer was Flow Traders U.S., opening a new position worth an estimated $1.64M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $141K.

  • 22 institutional investors held Barron's 400 ETF (BFOR) as of Q3 2021, up from 20 in Q2 2021.
  • Funds reported $30.7M of Barron's 400 ETF stock for Q3 2021, up 6.8% quarter-over-quarter.
  • 4 funds opened new Barron's 400 ETF positions in Q3 2021 and 1 closed out, a net change of +3 holders.
  • The largest Barron's 400 ETF buyer in Q3 2021 was Flow Traders U.S., an estimated $1.64M added.
  • The largest Barron's 400 ETF seller in Q3 2021 was Raymond James Financial Services Advisors, an estimated $141K sold.

Based on aggregated 13F filings for Q3 2021.